DFX Intelligence

M•••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

M•••••••• C••••••• L••

CRD 137486

NEW YORK, NY

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Search this name across graphsid dfx:ria:4a80014b-a0f7-fad4-434f-ba7527c4bbee

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 12
On other graphs: 1
Observed: Mar 30, 2012 to Jul 9, 2026
42 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••••• C••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $11B••• Locked
Discretionary RAUM: $11B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 47

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••••• M••••• F•••	Hedge Fund	$7.7B	Jul 9, 2026	338	Mar 30, 2012	reported	n/a
M•••••••• I•••••••••	Hedge Fund	$6.7B	Jul 9, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• B•••••••• S•••••••	CHIEF EXECUTIVE OFFICER, MANAGING MEMBER	C	yes	08/2003	Mar 30, 2012	Oct 23, 2024
B•••••• H••••• H••••	Member	A	yes	01/2011	Mar 30, 2012	Oct 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••••• G•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
M•••••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$9.6B	9.7%	$7.2B	13.7%	47	44	0	0

Relationships

Advises (27)

→ M•••••••• P••••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ M•••••••• U••• P•••••••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ M•••••••• I••••••••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ M•••••••• L•••••• L•••Private fund

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 9, 2026
Ria p•••••• fund assets change
••• Locked
Form ADVobserved today
$5.9B
Occurred
Jul 9, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 9, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a80014b-a0f7-fad4-434f-ba7527c4bbee
First observed: Mar 30, 2012
Last observed: Jul 9, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.