DFX Intelligence

P••• W•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

P••• W•••• C•••••

Advisor at C••••• C•••••• L••

BRANDENBURG, KY

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Search this name across graphsid dfx:ria:4a8d89fa-c7f5-e62d-a14d-3c9bf8d3b14a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• L••	State registered	Mar 3, 2020	n/a	yes	BRANDENBURG, KY	Current employment
X•• F•••••••• G••••	Independent wealth	Feb 1, 2019	Feb 19, 2020	no	Brandenburg, KY\|BETHESDA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
X•• F•••••••• G••••	C••••• C•••••• L••	Feb 19, 2020	Mar 3, 2020	13	Firm change	RIA to state RIA
L•••• M•• • A••••••••• L••	X•• F•••••••• G••••	Feb 1, 2019	Feb 1, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
145589:284987:MD:2019-02-01	Feb 1, 2019	Feb 1, 2019	ROCKVILLE, MD	Firm change

Relationships

Registered with (5)

→ C••••• C•••••• L••Registered adviserregistration: current employment
Mar 3, 2020 to presentfactForm ADV
→ X•• F•••••••• G••••Registered adviserregistration: previous registration
Feb 1, 2019 to Feb 19, 2020factForm ADV
→ L•••• M•• • A••••••••• L••Registered adviserregistration: previous registration
Jul 22, 2009 to Feb 1, 2019factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a8d89fa-c7f5-e62d-a14d-3c9bf8d3b14a
First observed: Apr 20, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.