DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P••• W•••• C•••••

C••••• C•••••• L••state registeredBrandenburg, KyIA-onlyIAPD 3003496

Feed of 09/14/2026

Also filed as Paulw Corley

At current firm

6 y

since Mar 3, 2020

In the industry

28 y

since Mar 5, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• C•••••• L•• state registered current
since Mar 3, 2020 · Brandenburg, Ky
X•• F•••••••• G•••• independent RIA
Feb 1, 2019 to Feb 19, 2020 · Brandenburg, Ky
L•••• M•• • A••••••••• L•• former
Jul 22, 2009 to Feb 1, 2019 · Fairfax, Va
M••••• S•••••• wirehouse
Jun 1, 2009 to Aug 14, 2009 · Springfield, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 20, 2001 to Jun 1, 2009 · Springfield, Va

Moves

a registration end followed by a registration begin elsewhere

X•• F•••••••• G•••• to C••••• C•••••• L••
left Feb 19, 2020, registered Mar 3, 2020 (13 days) · RIA to a state-registered adviser
L•••• M•• • A••••••••• L•• to X•• F•••••••• G••••
left Feb 1, 2019, registered Feb 1, 2019 (0 days) · RIA to RIA · moved with a team
M••••• S•••••• to L•••• M•• • A••••••••• L••
left Aug 14, 2009, registered Jul 22, 2009 (-23 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address