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Advisor at MARINER
Decatur, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Mar 24, 2025 | n/a | yes | Decatur, GA | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 6, 2018 | Nov 9, 2018 | no | ATLANTA, GA|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Apr 25, 2017 | Mar 8, 2018 | no | SAINT LOUIS, MO | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Oct 4, 2016 | Mar 23, 2017 | no | Atlanta, GA|ARLINGTON, VA | Previous registration |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Jul 21, 2016 | Aug 12, 2016 | no | ALPHARETTA, GA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 22, 2015 | Jul 22, 2016 | no | ATLANTA, GA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 24, 2011 | Apr 27, 2015 | no | ATLANTA, GA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | May 24, 2011 | Apr 27, 2015 | no | Atlanta, GA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jul 13, 2010 | May 19, 2011 | no | Howey In The Hills, FL|DECATUR, GA | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Nov 18, 2009 | Jun 4, 2010 | no | ATLANTA, GA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 7, 2009 | Oct 28, 2009 | no | ATLANTA, GA | Previous registration |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169988:129052:MO:2018-03-07 | Mar 8, 2018 | Aug 6, 2018 | SAINT LOUIS, MO | Firm change |