RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince Mar 24, 2025 · Decatur, Ga
- P•• W••••• M••••••••• BD affiliatedAug 6, 2018 to Nov 9, 2018 · Atlanta, Ga
- S•••••••• I••••••••• M••••••••• formerApr 25, 2017 to Mar 8, 2018 · Saint Louis, Mo
- E•••••• C•••••• M••••••••• L•• formerOct 4, 2016 to Mar 23, 2017 · Atlanta, Ga
- U••••• C•••••• F•••••••• A••••••• independent RIAJul 21, 2016 to Aug 12, 2016 · Alpharetta, Ga
- S•••••••• A••••••• L•• national BDMay 22, 2015 to Jul 22, 2016 · Atlanta, Ga
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 24, 2011 to Apr 27, 2015 · Atlanta, Ga
- T• A••••••••• I••• formerMay 24, 2011 to Apr 27, 2015 · Atlanta, Ga
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJul 13, 2010 to May 19, 2011 · Howey In The Hills, Fl
- N•• E•••••• S••••••••• C••••••••• formerNov 18, 2009 to Jun 4, 2010 · Atlanta, Ga
- E•••••••• A•••••••• L•• national BDOct 7, 2009 to Oct 28, 2009 · Atlanta, Ga
- P•• W••••• M••••••••• to M••••••left Nov 9, 2018, registered Mar 24, 2025 (2327 days) · Affiliated broker-dealer or bank to another
- S•••••••• I••••••••• M••••••••• to P•• W••••• M•••••••••left Mar 8, 2018, registered Aug 6, 2018 (151 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••••• C•••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••left Mar 23, 2017, registered Apr 25, 2017 (33 days) · Other
- U••••• C•••••• F•••••••• A••••••• to E•••••• C•••••• M••••••••• L••left Aug 12, 2016, registered Oct 4, 2016 (53 days) · Other
- S•••••••• A••••••• L•• to U••••• C•••••• F•••••••• A•••••••left Jul 22, 2016, registered Jul 21, 2016 (-1 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 27, 2015, registered May 24, 2011 (-1434 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• A••••••• L••left Apr 27, 2015, registered May 22, 2015 (25 days) · Other
- T••••••• I••••••••• M••••••••• I••• to T• A••••••••• I•••left May 19, 2011, registered May 24, 2011 (5 days) · Other
- N•• E•••••• S••••••••• C••••••••• to T••••••• I••••••••• M••••••••• I•••left Jun 4, 2010, registered Jul 13, 2010 (39 days) · Other
- E•••••••• A•••••••• L•• to N•• E•••••• S••••••••• C•••••••••left Oct 28, 2009, registered Nov 18, 2009 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address