DFX Intelligence

S•••• W••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S•••• W••••• R•••

Advisor at P•••••• C••••• A•••••• G••••• L••

Alpine, UT | PALM CITY, FL

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Search this name across graphsid dfx:ria:b5e85ac8-1eb1-2279-cd81-b3b369043156

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 22, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• A•••••• G••••• L••	Independent wealth	Aug 1, 2024	n/a	yes	Alpine, UT\|PALM CITY, FL	Current employment
O••••	Former SEC adviser	May 16, 2023	Aug 1, 2024	no	ALPINE, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••	P•••••• C••••• A•••••• G••••• L••	Aug 1, 2024	Aug 1, 2024	0	Firm change	RIA to RIA
K•••••••• W••••• A•••••••• L••	O••••	May 15, 2023	May 16, 2023

Relationships

Registered with (7)

→ P•••••• C••••• A•••••• G••••• L••Registered adviserregistration: current employment
Aug 1, 2024 to presentfactForm ADV
→ O••••Registered adviserregistration: previous registration
May 16, 2023 to Aug 1, 2024factForm ADV
→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 28, 2022 to May 15, 2023factForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••

Dated events

Occurred
Aug 1, 2024
A•••••• firm change
S•••• W••••• R••• left Owlfi for P•••••• C••••• A•••••• G••••• L•• (registered 2024-08-01)
Form ADVobserved 7 days ago
Occurred
May 15, 2023
A•••••• firm change
S•••• W••••• R••• left K•••••••• W••••• A•••••••• L•• for Owlfi (registered 2023-05-16)
Form ADVobserved 7 days ago
Occurred
Jun 27, 2022
A•••••• firm change
S•••• W••••• R••• left I••••••••• A••••• I••••••••• M••••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2022-06-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5e85ac8-1eb1-2279-cd81-b3b369043156
First observed: Feb 22, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.