A•••••••• G•••

Advisor at A••••••••• F•••••••• S•••••••• L••

Round Rock, TX | Georgetown, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b06d5de-dafb-1aaa-1b96-621b0b91800d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 30, 2025	n/a	yes	Georgetown, TX\|Round Rock, TX	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Aug 18, 2021	Jun 3, 2025	no	ROUND ROCK, TX\|GEORGETOWN, TX\|LEANDER, TX\|LAGO VISTA, TX\|CEDAR PARK, TX\|MARBLE FALLS, TX\|BELTON, TX\|TEMPLE, TX\|GEORGETOWN, TX\|KILLEEN, TX\|ROUND ROCK, TX\|TEMPLE, TX\|SALADO, TX\|KILLEEN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	A••••••••• F•••••••• S•••••••• L••	Jun 3, 2025	May 30, 2025	-4	Firm change	Ibd to ibd
P•• M•••••• A•••••• S••••••••• I•••	P•• W••••• M•••••••••	Aug 17, 2021	Aug 18, 2021

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
May 30, 2025 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 18, 2021 to Jun 3, 2025factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2014 to Aug 17, 2021factForm ADV

Dated events

Occurred
Jun 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b06d5de-dafb-1aaa-1b96-621b0b91800d
First observed: Aug 15, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.