RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• G•••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 30, 2025 · Georgetown, Tx
- P•• W••••• M••••••••• BD affiliatedAug 18, 2021 to Jun 3, 2025 · Round Rock, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerAug 15, 2014 to Aug 17, 2021 · Temple, Tx
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 3, 2025, registered May 30, 2025 (-4 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- A•••••••• G••• left P•• W••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-05-30)Jun 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address