RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• i••••••••• manager currentsince May 31, 2018 · Raleigh, Nc
- B••• I••••••••• I••••••••• A•••••••• I••• formerJan 20, 2016 to May 29, 2018 · Raleigh, Nc
- V••••• F•••• A•••• M••••••••• L•• formerNov 13, 2012 to Dec 8, 2015 · Wilmington, De
- E•• A••••••• S•••••••• I••• formerSep 14, 2011 to May 30, 2012 · Lancaster, Pa
- B••• I••••••••• I••••••••• A•••••••• I••• to C•••••••left May 29, 2018, registered May 31, 2018 (2 days) · Other
- V••••• F•••• A•••• M••••••••• L•• to B••• I••••••••• I••••••••• A•••••••• I•••left Dec 8, 2015, registered Jan 20, 2016 (43 days) · Other
- E•• A••••••• S•••••••• I••• to V••••• F•••• A•••• M••••••••• L••left May 30, 2012, registered Nov 13, 2012 (167 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address