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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AXIOM ASSET MANAGEMENT

WEALTHTRUST AXIOM, LLC, CRD 145186

WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdc88e32-148a-481c-b67f-f4bc7b30c524

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Jul 22, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $900MItem 5.F on the latest filing (2026-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $698M
Private client RAUM: $893MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $225Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 614
Individual clients: 354
High net worth clients: 225
SEC number: 801-68405
CRD: 145186
Filings on the tape: 27
First filed: Mar 30, 2012
Latest filed: Jul 22, 2026
Organised: Limited Liability Company, DE
Website: axiomasset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL CAMPBELL HEABERG	n/a	WAYNE, PA	18	43	2	no
CRAIG ALAN ROSE	n/a	WAYNE, PA	18	29	1	no
DAVID JOSEPH WEBSTER	n/a	WAYNE, PA	12	18	1	no
Jacob Greer Cohen	n/a	WAYNE, PA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEABERG, MICHAEL, CAMPBELL	CHIEF EXECUTIVE OFFICER	B	yes	10/2007	Mar 30, 2012	Mar 27, 2024
HIGHTOWER HOLDING LLC	Owner	E	yes	05/2017	Nov 29, 2017	Mar 27, 2024
LOREAUX, ROBERT, WILLIAM	EXECUTIVE VICE PRESIDENT	B	yes	10/2007	Mar 30, 2012	Mar 27, 2024
MATT, ALBERT, CHAPEL	PRESIDENT/MANAGING DIRECTOR	B	yes	10/2007	Mar 30, 2012	Mar 27, 2024
ROSE, CRAIG, ALAN	MANAGING DIRECTOR	Na	yes	04/2015	Oct 15, 2015	Mar 27, 2024
THL EQUITY FUND VII INVESTORS LLC	Owner	D	yes	01/2018	Mar 28, 2018	Mar 27, 2024
WEALTHTRUST LLC	Owner	D	yes	09/2007	Mar 30, 2012	Mar 27, 2024
WEBSTER, DAVID, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	12/2020	Mar 31, 2021	Mar 27, 2024
BERG, DANIEL, JEREMY	DIRECTOR OF FINANCE	Na	no	03/2019	Mar 22, 2019	Mar 27, 2024
BOYLE, JOHN, THOMAS	TITLE PRINCIPAL	Na	no	09/2021	Mar 31, 2022	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHTOWER ADVISORS, LLC	n/a	Bd affiliated wealth	$199B	N	yes	n/a
GRANT TANI BARASH & ALTMAN, LLC	n/a	Independent wealth	$2.3B	N	yes	n/a
MADISON AVENUE FINANCIAL SOLUTIONS, LLC	n/a	Asset manager	$2.1B	N	yes	n/a
KANAWHA CAPITAL MANAGEMENT, LLC	n/a	Independent wealth	$1.8B	N	yes	n/a
DELTA ASSET MANAGEMENT, LLC	n/a	Independent wealth	$1.5B	N	yes	n/a
HARVEY INVESTMENT COMPANY, LLC	n/a	Independent wealth	$1.0B	N	yes	n/a
DUNCKER, STREETT & CO., LLC	n/a	Independent wealth	$707M	N	yes	n/a
THE RIKOON GROUP, LLC	n/a	Former SEC adviser	$72.2M	N	yes	n/a
HIGHTOWER SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHTOWER TRUST SERVICES LTA	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$900M	$698M	5	5	0	n/a	n/a
2024	Mar 28, 2025	$803M	$644M	4	4	0	n/a	n/a
2023	Mar 27, 2024	$728M	$582M	5	5	0	n/a	n/a
2022	Mar 30, 2023	$656M	$518M	5	5	0	n/a	n/a
2021	Mar 31, 2022	$666M	$530M	5	5	0	n/a	n/a
2020	Mar 31, 2021	$602M	$473M	5	5	0	n/a	n/a
2019	Mar 16, 2020	$621M	$477M	5	5	0	n/a	n/a
2018	Mar 22, 2019	$551M	$416M	5	5	0	n/a	n/a
2017	Mar 28, 2018	$619M	$472M	6	5	0	n/a	n/a
2016	Mar 30, 2017	$623M	$481M	6	5	n/a	n/a	n/a
2015	Mar 15, 2016	$587M	$449M	6	5	n/a	n/a	n/a
2014	Mar 25, 2015	$633M	$492M	6	5	n/a	n/a	n/a
2013	Mar 26, 2014	$615M	$468M	6	5	n/a	n/a	n/a
2012	Mar 26, 2013	$486M	$374M	6	5	n/a	n/a	n/a
2011	Mar 30, 2012	$453M	$344M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$900M	$803M	12.1%	$656M	11.1%	5	4	0	0

Relationships

Affiliated with (20)

← KANAWHA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HIGHTOWER ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MADISON AVENUE SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HARVEY INVESTMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HARVEY INVESTMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ DUNCKER STREETT & CO.Registered adviserother investment adviser, common control
factForm ADV
→ DELTA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KANAWHA CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE RIKOON GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MADISON AVENUE SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GRANT TANI BARASH & ALTMAN, LLCRegistered adviserother investment adviser, common control
factForm ADV
← DELTA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← DUNCKER STREETT & CO.Registered adviserother investment adviser, common control
factForm ADV
← GRANT TANI BARASH & ALTMAN, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HIGHTOWER 6M HOLDING, LLCRegistered adviserother investment adviser, common control
factForm ADV
← BEL AIR INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← HIGHTOWER PRIVATE CLIENTRegistered adviserother investment adviser, common control
factForm ADV
← FAIRPORT ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← WEALTHTRUST ARIZONARegistered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← Jacob Greer CohenAdvisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← DAVID JOSEPH WEBSTERAdvisorregistration: current employment
Feb 26, 2014 to presentfactForm ADV
← MICHAEL CAMPBELL HEABERGAdvisorregistration: current employment
Dec 20, 2007 to presentfactForm ADV
← CRAIG ALAN ROSEAdvisorregistration: current employment
Dec 20, 2007 to presentfactForm ADV

Controls (8)

← HEABERG, MICHAEL, CAMPBELLOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Mar 30, 2012 to Mar 27, 2024factForm ADV
← ROSE, CRAIG, ALANOwnerMANAGING DIRECTOR, ownership code NA, individual
Oct 15, 2015 to Mar 27, 2024factForm ADV
← MATT, ALBERT, CHAPELOwnerPRESIDENT/MANAGING DIRECTOR, ownership code B, individual
Mar 30, 2012 to Mar 27, 2024factForm ADV
← WEBSTER, DAVID, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2021 to Mar 27, 2024factForm ADV
← LOREAUX, ROBERT, WILLIAMOwnerEXECUTIVE VICE PRESIDENT, ownership code B, individual
Mar 30, 2012 to Mar 27, 2024factForm ADV
← HIGHTOWER HOLDING LLCOwnerOWNER, ownership code E, domestic entity
Nov 29, 2017 to Mar 27, 2024factForm ADV
← THL EQUITY FUND VII INVESTORS LLCOwnerOWNER, ownership code D, foreign entity
Mar 28, 2018 to Mar 27, 2024factForm ADV
← WEALTHTRUST LLCOwnerOWNER, ownership code D, domestic entity
Mar 30, 2012 to Mar 27, 2024factForm ADV

Owns (2)

← BOYLE, JOHN, THOMASOwnerTITLE PRINCIPAL, ownership code NA, individual
Mar 31, 2022 to Mar 27, 2024factForm ADV
← BERG, DANIEL, JEREMYOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Mar 22, 2019 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 30, 2023
Control person left
Marie Michelle Thetford (Principal) no longer on Schedule A of Axiom Asset Management (listed 2022-03-31, absent 2023-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2021
Control person joined
Joseph David Webster (Chief Compliance Officer) appeared on Schedule A of Axiom Asset Management
Form ADVobserved 6 days ago
Occurred
Mar 16, 2020
Control person joined
Marie Michelle Thetford (Principal) appeared on Schedule A of Axiom Asset Management
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fdc88e32-148a-481c-b67f-f4bc7b30c524
First observed: Mar 30, 2012
Last observed: Jul 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AXIOM ASSET MANAGEMENT

WEALTHTRUST AXIOM, LLC, CRD 145186

WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fdc88e32-148a-481c-b67f-f4bc7b30c524

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL CAMPBELL HEABERG

n/a

WAYNE, PA

CRAIG ALAN ROSE

n/a

WAYNE, PA

DAVID JOSEPH WEBSTER

n/a

WAYNE, PA

Jacob Greer Cohen

n/a

WAYNE, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEABERG, MICHAEL, CAMPBELL

CHIEF EXECUTIVE OFFICER

yes

10/2007

Mar 30, 2012

Mar 27, 2024

HIGHTOWER HOLDING LLC

Owner

yes

05/2017

Nov 29, 2017

Mar 27, 2024

LOREAUX, ROBERT, WILLIAM

EXECUTIVE VICE PRESIDENT

yes

10/2007

Mar 30, 2012

Mar 27, 2024

MATT, ALBERT, CHAPEL

PRESIDENT/MANAGING DIRECTOR

yes

10/2007

Mar 30, 2012

Mar 27, 2024

ROSE, CRAIG, ALAN

MANAGING DIRECTOR

yes

04/2015

Oct 15, 2015

Mar 27, 2024

THL EQUITY FUND VII INVESTORS LLC

Owner

yes

01/2018

Mar 28, 2018

Mar 27, 2024

WEALTHTRUST LLC

Owner

yes

09/2007

Mar 30, 2012

Mar 27, 2024

WEBSTER, DAVID, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

12/2020

Mar 31, 2021

Mar 27, 2024

BERG, DANIEL, JEREMY

DIRECTOR OF FINANCE

03/2019

Mar 22, 2019

Mar 27, 2024

BOYLE, JOHN, THOMAS

TITLE PRINCIPAL

09/2021

Mar 31, 2022

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHTOWER ADVISORS, LLC

n/a

Bd affiliated wealth

$199B

yes

n/a

GRANT TANI BARASH & ALTMAN, LLC

n/a

Independent wealth

$2.3B

yes

n/a

MADISON AVENUE FINANCIAL SOLUTIONS, LLC

n/a

Asset manager

$2.1B

yes

n/a

KANAWHA CAPITAL MANAGEMENT, LLC

n/a

Independent wealth

$1.8B

yes

n/a

DELTA ASSET MANAGEMENT, LLC

n/a

Independent wealth

$1.5B

yes

n/a

HARVEY INVESTMENT COMPANY, LLC

n/a

Independent wealth

$1.0B

yes

n/a

DUNCKER, STREETT & CO., LLC

n/a

Independent wealth

$707M

yes

n/a

THE RIKOON GROUP, LLC

n/a

Former SEC adviser

$72.2M

yes

n/a

HIGHTOWER SECURITIES, LLC

n/a

yes

n/a

HIGHTOWER TRUST SERVICES LTA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$900M

$698M

n/a

2024

Mar 28, 2025

$803M

$644M

n/a

2023

Mar 27, 2024

$728M

$582M

n/a

2022

Mar 30, 2023

$656M

$518M

n/a

2021

Mar 31, 2022

$666M

$530M

n/a

2020

Mar 31, 2021

$602M

$473M

n/a

2019

Mar 16, 2020

$621M

$477M

n/a

2018

Mar 22, 2019

$551M

$416M

n/a

2017

Mar 28, 2018

$619M

$472M

n/a

2016

Mar 30, 2017

$623M

$481M

n/a

2015

Mar 15, 2016

$587M

$449M

n/a

2014

Mar 25, 2015

$633M

$492M

n/a

2013

Mar 26, 2014

$615M

$468M

n/a

2012

Mar 26, 2013

$486M

$374M

n/a

2011

Mar 30, 2012

$453M

$344M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$900M

$803M

12.1%

$656M

11.1%