DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•• S•••• A•••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 152254SEC 801-71110websiteIAPD
Latest filing Jan 30, 2026
First filing on the tape Mar 30, 2012 · 51 filings
SEC status approved since Feb 18, 2010
RAUM
$74B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
101
68 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
34
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$74B as of Jan 30, 2026
Mar 30, 2012$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 30, 2026
Mar 30, 20120 then
Employees (5.A)101 as of Jan 30, 2026
Mar 28, 201342 then
Private funds34 as of Jan 30, 2026
Mar 30, 201221 then
RAUM +0.0% over the last fiscal year+3.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.9BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Custody
$34B, 21 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$71B96%
  • Corporations and businesses$1.9B2.5%
  • Investment companies$927M1.2%
  • Sovereign wealth funds$201M0.3%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
26reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$34B for 21 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      68 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•• S•••• A••••••• R••••• P••••••••• L••Hedge Fund$28B567Mar 30, 2012
      T•• S•••• A••••••• R••••• M••••• F•••• L•••Hedge Fund$12B567Mar 30, 2012
      T•• S•••• A••••• E•••••••• U••• A•• C•• E••••• P••••••••• L••Hedge Fund$10B147Nov 28, 2012
      T•• S•••• A••••• E•••••••• U••• A•• C•• E••••• C••••• F•••• L•••Hedge Fund$8.3B145Nov 28, 2012
      T•• S•••• A••••••• R••••• E••••••• F•••• L•Hedge Fund$5.8B366Nov 28, 2012
      T•• S•••• C•••••• I•• L••no longer reportedHedge Fund$5.8B409Mar 28, 2013
      T•• S•••• A••••••• R••••• E••••••• C••••• F•••• L•••Hedge Fund$5.1B135Nov 28, 2012
      T•• S•••• E••••• R••• P••••• P••••••••• L••Hedge Fund$4.2B221Nov 24, 2015
      T•• S•••• M•••• P••••••••• L••Hedge Fund$3.1B572Nov 5, 2014
      T•• S•••• A••••• E•••••••• U••• S•••• C•• E••••• F•••• L•Hedge Fund$2.7B2Feb 1, 2013
      T•• S•••• W•••• C••• F•••• L•Hedge Fund$2.6B36Mar 31, 2015
      T•• S•••• A••• F•••• L••Hedge Fund$2.1B2Nov 24, 2015
      T•• S•••• R••• P••••• M••••• F•••• L••Hedge Fund$2.0B221Nov 24, 2015
      T•• S•••• A••••••• R••••• C••••• F•••• L•••Hedge Fund$1.8B60Mar 30, 2012
      T•• S•••• N•••••••• F•••• L•Hedge Fund$1.4B3Mar 30, 2012
      T•• S•••• I••••••••• C••• F•••• L•Hedge Fund$1.3B34Nov 28, 2012
      T•• S•••• I••••••••• C••• P••••••••• L••Hedge Fund$1.3B34Nov 28, 2012
      T•• S•••• C•••• C••• E••••• F•••• L•Hedge Fund$1.3B121Oct 29, 2018
      T•• S•••• R••• P••••• E••••••• C••••• F•••• L•••Hedge Fund$1.0B25Nov 24, 2015
      T•• S•••• L••• P•••• F•••• L•Hedge Fund$884M2Aug 12, 2022
      T•• S•••• A••• C••••• F•••• L•••no longer reportedHedge Fund$845M1Nov 24, 2015
      T•• S•••• R••• P••••• E••••••• F•••• L•Hedge Fund$746M182Nov 24, 2015
      T•• S•••• N•••••• M••••• F•••• L••Hedge Fund$744M11Feb 24, 2023
      T•• S•••• H•••••• M••••• F•••• L•••no longer reportedHedge Fund$742M312Mar 30, 2012
      T•• S•••• N•••••• E••••••• F•••• L•Hedge Fund$712M8Feb 24, 2023
      T•• S•••• C•••• C••• E••••• C••••• F•••• L•••Hedge Fund$590M65Mar 29, 2019
      T•• S•••• M•••• R••• P••••• P••••••••• L••Hedge Fund$567M221Nov 24, 2015
      T•• S•••• G••••• F•••• L•Hedge Fund$425M2Mar 30, 2012
      T•• S•••• G••••• C••••• F•••• L•••Hedge Fund$421M1Mar 30, 2012
      T•• S•••• M•••• C••••• F•••• L•••no longer reportedHedge Fund$400M2Mar 31, 2017
      T•• S•••• H•••••• C••••• F•••• L•••no longer reportedHedge Fund$338M19Mar 30, 2012
      T•• S•••• A•••• F•••• L••Hedge Fund$329M2Nov 10, 2016
      T•• S•••• I••••••••• C••• M••••• F•••• L••no longer reportedHedge Fund$305M4Nov 28, 2012
      T•• S•••• A••••• F•••• L••Hedge Fund$271M2Feb 11, 2016
      T•• S•••• A••••• C••••• F•••• L•••Hedge Fund$269M1Feb 11, 2016
      T•• S•••• A••••••• R••••• L•••••• V••••••••• C••••• F•••• L•••no longer reportedHedge Fund$240M1Nov 13, 2013
      T•• S•••• U••• S•••• C•• C••• E••••• F•••• L•no longer reportedHedge Fund$235M2Mar 30, 2012
      T•• S•••• A••••••• R••••• E••••• M••••• F•••• L•••no longer reportedHedge Fund$230M13Nov 5, 2014
      T•• S•••• A••••• E•••••••• U••• A•• C•• E••••• M••••• F•••• L••no longer reportedHedge Fund$211M7Nov 28, 2012
      T•• S•••• R••• P••••• C••••• F•••• L•••Hedge Fund$200M11Nov 24, 2015
      All funds of T•• S•••• A•••••••• L•
      Owners and control persons
      Schedule A and B, latest filing
      • O•••••••• J•••• A••••• · Co-Chairmancontrol
        since 12/2001 · owns less than 5%
      • S•••••• D••••• M••• · Co-Chairmancontrol
        since 12/2001 · owns less than 5%
      • O•••••••• J•••• A••••• · Trusteecontrol
        since 12/2007 · owns F of J••• A• O••••••• R•••••••• T••••
      • S•••••• D••••• M••• · Trusteecontrol
        since 12/2007 · owns F of D•••• M• S••••• R•••••••• T••••
      • D•••••••• G•••••••• P• · Chief Investment Officer, Chief Investment Officer Of M••••
        since 01/2016 · owns less than 5%
      • L••••• C•••••• M••••••• · Chief Business Officer
        since 01/2019 · owns less than 5%
      • M••••••• S••••• H••••••• · General Counsel
        since 07/2023 · owns less than 5%
      • N••••••••• A••••••••• N•• · Chief Investment Officer Of Equities
        since 07/2023 · owns less than 5%
      • O•••• C••••••• N•• · Chief Compliance Officer
        since 11/2016 · owns less than 5%
      • R••••••••• S••••• · Chief R••• Officer
        since 12/2018 · owns less than 5%
      • S••••••••• D•••• M•••• · Chief Financial Officer
        since 09/2010 · owns less than 5%
      Entity owners
      • D•••• M• S••••• R•••••••• T•••• · L•••••• Partner
        direct · owns 25% to 50%
      • J••• A• O••••••• R•••••••• T•••• · L•••••• Partner
        direct · owns 25% to 50%
      • T•• S•••• M••••••••• L•• · General Partner
        direct · owns less than 5%
      • D•••• M• S••••• R•••••••• T•••• · Member
        indirect · owns 25% to 50% of T•• S•••• M••••••••• L••
      • J••• A• O••••••• R•••••••• T•••• · Member
        indirect · owns 25% to 50% of T•• S•••• M••••••••• L••
      • S•••••• P•• L•• · Trustee Of S•••••• T••••
        direct · owns 5% to 10%
      • S•••••• T•••• · L•••••• Partner
        direct · owns 5% to 10%
      • S•••••• T•••• · L•••••• Partner
        direct · owns 5% to 10%
      • S•••••••• P•• L•• · Trustee Of S•••••• T••••
        direct · owns 5% to 10%
      • F••••••• D••••••• F•••••••• S••••••• L•• · Trustee
        indirect · owns F of S•••••• S•••••• P•••••• T•••• I•
      • F••••••• D••••••• F•••••••• S••••••• L•• · Trustee
        indirect · owns F of S•••••••• S•••••• P•••••• T•••• I•
      • S•••••• P•• L•• · Trustee
        indirect · owns F of S•••••• T••••
      • S•••••• S•••••• P•••••• T•••• I• · Member
        indirect · owns 75% or more of S•••••• P•• L••
      • S•••••• S•••••• P•••••• T•••• I• · Manager
        indirect · owns F of S•••••• P•• L••
      • S•••••••• P•• L•• · Trustee
        indirect · owns F of S•••••• T••••
      • S•••••••• S•••••• P•••••• T•••• I• · Member
        indirect · owns 75% or more of S•••••••• P•• L••
      • S•••••••• S•••••• P•••••• T•••• I• · Manager
        indirect · owns F of S•••••••• P•• L••
      Related persons
      Schedule D 7.A
      • S••••••• C•••••• I• G•• L•
        bankpooled vehicle sponsorn
      • S•• M• I••••••••• G•• L•
        pooled vehicle sponsorn
      • T•••• L•
        investment advisernRAUM $1.9B
      • T•• S•••• C•••• C••• L•••
        investment adviserpooled vehicle sponsorn
      • T•• S•••• I••••• C•••••••• C•• G•• L•
        pooled vehicle sponsorn
      • T•• S•••• I••••• C•••••••• P• G•• L•
        pooled vehicle sponsorn
      • T•• S•••• I••••• F••• G•• L•
        pooled vehicle sponsorn
      • T•• S•••• I••••••••• P•••••••• L••
        pooled vehicle sponsorn
      • T•• S•••• I••••••••• L••••••
        investment advisern
      • T•• S•••• I••••••••• L•
        investment adviserbankpooled vehicle sponsornRAUM $233B
      • T•• S•••• I••••••• S••••••••• L•
        investment adviserbankn
      • T•• S•••• M••••••••• L••
        pooled vehicle sponsory
      • T•• S•••• P••••••••• L••
        pooled vehicle sponsorn
      • T•• S•••• P•••••• I••••••••• L••
        bankpooled vehicle sponsorn
      • T•• S•••• R••• E••••• G• I• L•
        pooled vehicle sponsorn
      • T•• S•••• R••• E••••• P•• G• I• L•
        pooled vehicle sponsorn
      • T•• S•••• R••• E••••• P•• G• I•• L•
        pooled vehicle sponsorn
      • T•• S•••• R••• E••••• P•• G• I••• L•
        pooled vehicle sponsorn
      • T•• S•••• R••• E••••• P•• G• I•• L•
        pooled vehicle sponsorn
      • T•• S•••• R••• E••••• P•• G• V• L•
        pooled vehicle sponsorn
      • T•• S•••• S••••••••• U• L••••••
        broker-dealern
      • T•• S•••• S••••••••• L••
        broker-dealern
      • T•• S•••• V••••••• C•••••••• F••• G•• L••
        pooled vehicle sponsorn
      • T•• S•••• V••••••• I•• G•• L••
        pooled vehicle sponsorn
      • T•• S•••• V••••••• I• G•• L••
        pooled vehicle sponsorn
      • T•• S•••• V••••••• M•••• F••• I• G•• L••
        pooled vehicle sponsorn
      • T•• S•••• V••••••• O••••••••• F••• G•• L••
        pooled vehicle sponsorn
      • T•• S•••• V••••••• O••••••••• F••• I• G•• L••
        pooled vehicle sponsorn
      • T•• S•••• V•••••••• L•
        investment advisernRAUM $2.2B
      Advisers that list T•• S•••• A•••••••• L• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY20 employees
      • Palm Beach Gardens, FL2 employees
      What changed
      consecutive filings, newest first
      • Private funds · 32 to 34
        Jul 25, 2025 to Nov 20, 2025
      • Financial planning clients · unset to
        Mar 31, 2025 to Jul 25, 2025
      • Private funds · 30 to 32
        Mar 31, 2025 to Jul 25, 2025
      • Accounts · 28 to 26
        Jan 17, 2025 to Mar 31, 2025
      • Advisory employees · 66 to 68
        Jan 17, 2025 to Mar 31, 2025
      • Pooled vehicle clients · 24 to 22
        Jan 17, 2025 to Mar 31, 2025
      • Assets in custody · $31B to $34B
        Jan 17, 2025 to Mar 31, 2025
      • Employees · 107 to 101
        Jan 17, 2025 to Mar 31, 2025
      • Private funds · 33 to 30
        Jan 17, 2025 to Mar 31, 2025
      • Discretionary RAUM · $76B to $74B
        Jan 17, 2025 to Mar 31, 2025
      • Pooled vehicle RAUM · $68B to $71B
        Jan 17, 2025 to Mar 31, 2025
      • RAUM · $76B to $74B
        Jan 17, 2025 to Mar 31, 2025
      • Accounts · 34 to 28
        Aug 24, 2023 to Mar 28, 2024
      • Advisory employees · 71 to 66
        Aug 24, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 29 to 24
        Aug 24, 2023 to Mar 28, 2024
      • Assets in custody · $29B to $31B
        Aug 24, 2023 to Mar 28, 2024
      • Employees · 111 to 107
        Aug 24, 2023 to Mar 28, 2024
      • Other offices · 1 to 2
        Aug 24, 2023 to Mar 28, 2024
      • Private funds · 37 to 33
        Aug 24, 2023 to Mar 28, 2024
      • Discretionary RAUM · $67B to $76B
        Aug 24, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $60B to $68B
        Aug 24, 2023 to Mar 28, 2024
      • RAUM · $67B to $76B
        Aug 24, 2023 to Mar 28, 2024
      • Accounts · 32 to 34
        Feb 24, 2023 to Mar 31, 2023
      • Advisory employees · 66 to 71
        Feb 24, 2023 to Mar 31, 2023
      • BD registered reps · 5 to 7
        Feb 24, 2023 to Mar 31, 2023
      • Pooled vehicle clients · 27 to 29
        Feb 24, 2023 to Mar 31, 2023
      • Assets in custody · $32B to $29B
        Feb 24, 2023 to Mar 31, 2023
      • Employees · 97 to 111
        Feb 24, 2023 to Mar 31, 2023
      • Financial planning clients · 0 to unset
        Feb 24, 2023 to Mar 31, 2023
      • Private funds · 39 to 37
        Feb 24, 2023 to Mar 31, 2023
      • Discretionary RAUM · $74B to $67B
        Feb 24, 2023 to Mar 31, 2023
      • Pooled vehicle RAUM · $67B to $60B
        Feb 24, 2023 to Mar 31, 2023
      • RAUM · $74B to $67B
        Feb 24, 2023 to Mar 31, 2023
      • Private funds · 36 to 39
        Aug 12, 2022 to Feb 24, 2023
      • Private funds · 35 to 36
        Apr 1, 2022 to Aug 12, 2022
      • Accounts · 36 to 32
        Sep 27, 2021 to Mar 31, 2022
      • Advisory employees · 52 to 66
        Sep 27, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 30 to 27
        Sep 27, 2021 to Mar 31, 2022
      • Assets in custody · $30B to $32B
        Sep 27, 2021 to Mar 31, 2022
      • Employees · 80 to 97
        Sep 27, 2021 to Mar 31, 2022
      Signals
      5 dated events
      • T•• S•••• A•••••••• L• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $74.3B)
        Apr 1, 2026 · Left the SEC roster · derived
      • Mayberry Carter Lyons (Managing Director) appeared on Schedule A of T•• S•••• A•••••••• L•
        Jan 2, 2019 · Control person joined · fact
      • (Nmn) Nobel Gulati (Chief Executive Officer) no longer on Schedule A of T•• S•••• A•••••••• L• (listed 2018-12-03, absent 2019-01-02)
        Jan 2, 2019 · Control person left · inference
      • T•• S•••• A•••••••• L• reported RAUM $70.2B, up 44% from $48.7B (2017-03-31 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      • T•• S•••• A•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Mar 1, 2016 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026