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RIA / WealthAdvisor34 years in industry

Peter John Orth

Advisor at LIBERTY ONE INVESTMENT MANAGEMENT

Wilmington, NC | LIBERTYVILLE, IL

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Search this name across graphsid dfx:ria:4b9aeece-8d5e-34ab-94ef-7e5b87a12c31

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIBERTY ONE INVESTMENT MANAGEMENT
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 3, 1991
First registration: Aug 27, 2002
Dual registered: no
IAPD individual key: 2176861

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIBERTY ONE INVESTMENT MANAGEMENT	Asset manager	Oct 22, 2019	n/a	yes	Wilmington, NC\|LIBERTYVILLE, IL	Current employment
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Apr 19, 2007	Apr 15, 2026	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|Wilmington, NC\|Wilmington, NC	Previous registration
LADENBURG THALMANN ASSET MANAGEMENT INC	Other adviser	Oct 20, 2005	Jan 8, 2007	no	NEW YORK, NY	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Feb 11, 2003	Oct 19, 2005	no	LINCOLNSHIRE, IL	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	Aug 27, 2002	Feb 4, 2003	no	ROSEMONT, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONEY CONCEPTS ADVISORY SERVICE	LIBERTY ONE INVESTMENT MANAGEMENT	Apr 15, 2026	Oct 22, 2019	-2,367	Firm change after gap	Other
LADENBURG THALMANN ASSET MANAGEMENT INC	MONEY CONCEPTS ADVISORY SERVICE	Jan 8, 2007	Apr 19, 2007	101	Firm change	Other
FIRST ALLIED SECURITIES, INC.	LADENBURG THALMANN ASSET MANAGEMENT INC	Oct 19, 2005	Oct 20, 2005	1	Firm change	Other
WS GRIFFITH SECURITIES, INC.	FIRST ALLIED SECURITIES, INC.	Feb 4, 2003	Feb 11, 2003	7	Firm change	Other

Relationships

Registered with (5)

→ LIBERTY ONE INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Oct 22, 2019 to presentfactForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Apr 19, 2007 to Apr 15, 2026factForm ADV
→ LADENBURG THALMANN ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Oct 20, 2005 to Jan 8, 2007factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Feb 11, 2003 to Oct 19, 2005factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
Aug 27, 2002 to Feb 4, 2003factForm ADV

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
Peter John Orth left Money Concepts Advisory Service for Liberty One Investment Management (registered 2019-10-22)
Form ADVobserved 5 days ago