DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter John Orth
Feed of 09/15/2026
At current firm
6 y
since Oct 22, 2019
In the industry
34 y
since Oct 3, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Liberty One Investment Management asset manager currentsince Oct 22, 2019 · Wilmington, Nc
- Money Concepts Advisory Service BD affiliatedApr 19, 2007 to Apr 15, 2026 · Palm Beach Gardens, Fl
- Ladenburg Thalmann Asset Management Inc otherOct 20, 2005 to Jan 8, 2007 · New York, Ny
- First Allied Securities, Inc. formerFeb 11, 2003 to Oct 19, 2005 · Lincolnshire, Il
- Ws Griffith Securities, Inc. unclassifiedAug 27, 2002 to Feb 4, 2003 · Rosemont, Il
Moves
a registration end followed by a registration begin elsewhere
- Money Concepts Advisory Service to Liberty One Investment Managementleft Apr 15, 2026, registered Oct 22, 2019 (-2367 days) · Other
- Ladenburg Thalmann Asset Management Inc to Money Concepts Advisory Serviceleft Jan 8, 2007, registered Apr 19, 2007 (101 days) · Other
- First Allied Securities, Inc. to Ladenburg Thalmann Asset Management Incleft Oct 19, 2005, registered Oct 20, 2005 (1 days) · Other
- Ws Griffith Securities, Inc. to First Allied Securities, Inc.left Feb 4, 2003, registered Feb 11, 2003 (7 days) · Other
Signals
- Peter John Orth left Money Concepts Advisory Service for Liberty One Investment Management (registered 2019-10-22)Apr 15, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address