This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MOORS & CABOT, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 10, 1991earliest registration or exam on IAPD

Years in industry

35derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Oct 21, 1991

First registration

Jan 10, 1991

Dual registered

yes, broker-dealer

Other names

LISA NUGENT|LISA I. NUGENT|LISA ISAACS NUGENT|LISA M. ISAACS

IAPD individual key

1602640

• Occurred

  Sep 15, 2025
  Advisor changed firm

  Lisa Marie Isaacs left Morgan Stanley for Moors & Cabot, Inc (registered 2025-09-24)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4c57599f-4cf6-609f-4d30-0c8e2521291e

First observed

Jan 10, 1991

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.