RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• M•••• I•••••
- M•••• • C••••• I•• BD affiliated currentsince Sep 24, 2025 · Maitland, Fl
- M••••• S•••••• wirehouseNov 13, 2013 to Sep 15, 2025 · Winter Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 10, 1991 to Nov 11, 2013 · Winter Park, Fl
- M••••• S•••••• to M•••• • C••••• I••left Sep 15, 2025, registered Sep 24, 2025 (9 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 11, 2013, registered Nov 13, 2013 (2 days) · Wirehouse to wirehouse
- L••• M•••• I••••• left M••••• S•••••• for M•••• • C••••• I•• (registered 2025-09-24)Sep 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address