DFX Intelligence

T•••••• J•••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

T•••••• J•••• N•••••

Advisor at F••••••

SAN FRANCISCO, CA | FERGUS FALLS, MN

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Search this name across graphsid dfx:ria:4c79f9fb-1b46-bdc2-f72d-a18b038be8c5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Dec 15, 2025	n/a	yes	SAN FRANCISCO, CA\|FERGUS FALLS, MN	Current employment
F••••••• W••••• M••••••••• I•••	Former SEC adviser	Apr 18, 2017	Mar 4, 2026	no	CULVER CITY, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• W••••• M••••••••• I•••	F••••••	Mar 4, 2026	Dec 15, 2025	-79	Firm change after gap	RIA to RIA
W••••• W••••• M••••••••• I•••	F••••••• W••••• M••••••••• I•••	Jun 15, 2017	Apr 18, 2017

Relationships

Registered with (6)

→ F••••••Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ F••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 18, 2017 to Mar 4, 2026factForm ADV
→ W••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 12, 2014 to Jun 15, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c79f9fb-1b46-bdc2-f72d-a18b038be8c5
First observed: Sep 17, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.