RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J•••• N•••••
- F•••••• independent RIA currentsince Dec 15, 2025 · San Francisco, Ca
- F••••••• W••••• M••••••••• I••• formerApr 18, 2017 to Mar 4, 2026 · Culver City, Ca
- W••••• W••••• M••••••••• I••• independent RIANov 12, 2014 to Jun 15, 2017 · Beverly Hills, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 20, 2010 to Aug 12, 2011 · Agoura Hills, Ca
- L•••• F•••••••• G••••• I••• formerNov 13, 2008 to Jun 7, 2010 · Thousand Oaks, Ca
- G••• C•••• S••••••••• I••• formerSep 17, 2007 to Sep 2, 2009 · Thousand Oaks, Ca
- F••••••• W••••• M••••••••• I••• to F••••••left Mar 4, 2026, registered Dec 15, 2025 (-79 days) · RIA to RIA
- W••••• W••••• M••••••••• I••• to F••••••• W••••• M••••••••• I•••left Jun 15, 2017, registered Apr 18, 2017 (-58 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W••••• W••••• M••••••••• I•••left Aug 12, 2011, registered Nov 12, 2014 (1188 days) · Other
- L•••• F•••••••• G••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jun 7, 2010, registered Jul 20, 2010 (43 days) · Other
- G••• C•••• S••••••••• I••• to L•••• F•••••••• G••••• I•••left Sep 2, 2009, registered Nov 13, 2008 (-293 days) · Other
- T•••••• J•••• N••••• left F••••••• W••••• M••••••••• I••• for F•••••• (registered 2025-12-15)Mar 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address