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Advisor at SIKICH FINANCIAL
SPRINGFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIKICH FINANCIAL | Independent wealth | Dec 7, 2016 | n/a | yes | SPRINGFIELD, IL | Current employment |
| BERNARDI ASSET MANAGEMENT, LLC | Mixed wealth | Jun 2, 2016 | Nov 23, 2016 | no | NORTHFIELD, IL | Previous registration |
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | Mixed wealth | Mar 10, 2008 | Mar 16, 2016 | no | HIGHLAND PARK, IL | Previous registration |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Dec 2, 2006 | Mar 10, 2008 | no | Schaumburg, IL|ROBBINSVILLE, NJ|SAINT CHARLES, MO|SOUTH HOLLAND, IL|SCHAUMBURG, IL|SCHAUMBURG, IL|SACRAMENTO, CA|STEVENSON RANCH, CA|DURHAM, NC|MARYLAND HEIGHTS, MO|ST. PETERS, MO|GAINESVILLE, GA|FRANKFORT, IL|FARMINGTON, UT|Parrish, FL|BREMERTON, WA|MIDLOTHIAN, IL | Previous registration |
| NORTHERN TRUST SECURITIES, INC | Bd affiliated wealth | Jun 3, 2005 | Oct 16, 2006 | no | SCHAUMBURG, IL|SCHAUMBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BERNARDI ASSET MANAGEMENT, LLC | SIKICH FINANCIAL | Nov 23, 2016 | Dec 7, 2016 | 14 | Firm change | Other |
| MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | BERNARDI ASSET MANAGEMENT, LLC | Mar 16, 2016 | Jun 2, 2016 | 78 | Firm change | Other |
| WORLD EQUITY GROUP, INC. | MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. | Mar 10, 2008 | Mar 10, 2008 | 0 | Firm change | Other |
| NORTHERN TRUST SECURITIES, INC | WORLD EQUITY GROUP, INC. | Oct 16, 2006 | Dec 2, 2006 | 47 | Firm change | Other |