RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• C•••• S••••
- S••••• F•••••••• independent RIA currentsince Dec 7, 2016 · Springfield, Il
- B••••••• A•••• M••••••••• L•• mixed wealthJun 2, 2016 to Nov 23, 2016 · Northfield, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthMar 10, 2008 to Mar 16, 2016 · Highland Park, Il
- W•••• E••••• G••••• I••• BD affiliatedDec 2, 2006 to Mar 10, 2008 · Schaumburg, Il
- N••••••• T•••• S••••••••• I•• BD affiliatedJun 3, 2005 to Oct 16, 2006 · Schaumburg, Il
- B••••••• A•••• M••••••••• L•• to S••••• F••••••••left Nov 23, 2016, registered Dec 7, 2016 (14 days) · Other
- M•••••• F•••••••• I••••••••• M••••••••• I••• to B••••••• A•••• M••••••••• L••left Mar 16, 2016, registered Jun 2, 2016 (78 days) · Other
- W•••• E••••• G••••• I••• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Mar 10, 2008, registered Mar 10, 2008 (0 days) · Other
- N••••••• T•••• S••••••••• I•• to W•••• E••••• G••••• I•••left Oct 16, 2006, registered Dec 2, 2006 (47 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address