DFX Intelligence

R••••• A•••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R••••• A•••••• G••••••••

Advisor at V••• F•••••••• A•••••••• I•••

Vienna, VA

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Search this name across graphsid dfx:ria:4d8c0c31-44ce-13ff-feb9-707a5ee9931c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: May 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 30, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 13

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 2, 2025	n/a	yes	Vienna, VA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 11, 2023	Jan 2, 2025	no	NORTH BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	V••• F•••••••• A•••••••• I•••	Jan 2, 2025	Jan 2, 2025	0	Firm change	Wirehouse to ibd
N•••••••• F•••••••• A••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 27, 2023

Relationships

Registered with (13)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 11, 2023 to Jan 2, 2025factForm ADV
→ N•••••••• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 6, 2021 to Mar 27, 2023factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 27, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d8c0c31-44ce-13ff-feb9-707a5ee9931c
First observed: May 30, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.