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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

THOMAS J KORNETT

Advisor at CETERA INVESTMENT ADVISERS LLC

BRADENTON, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 13, 1996
First registration: May 2, 2002
Dual registered: yes, broker-dealer
Other names: TJ KORNETT|THOMAS JOHN III KORNETT|Thomas JOHN Kornett|THOMAS JOHN KORNETT|T J Kornett
IAPD individual key: 2827381

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 9, 2022	n/a	yes	BRADENTON, FL	Current employment
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Oct 1, 2021	Aug 10, 2022	no	BRADENTON, FL\|NEW ORLEANS, LA\|BRADENTON, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 2, 2015	Sep 14, 2021	no	VENICE, FL\|FORT MYERS, FL\|TAMPA, FL\|VENICE, FL\|VENICE, FL\|TAMPA, FL\|FORT LAUDERDALE, FL\|TAMPA, FL\|SARASOTA, FL\|BONITA SPRINGS, FL\|SARASOTA, FL\|CHARLOTTE, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 30, 2011	Oct 6, 2015	no	DUBLIN, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|NEW ALBANY, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 7, 2006	Jul 15, 2009	no	PRINCETON, NJ\|CRANBURY, NJ\|EAST BRUNSWICK, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 24, 2004	Jun 15, 2006	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK CITY, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
LINCOLN FINANCIAL DISTRIBUTORS, INC.	n/a	Jul 1, 2003	Feb 26, 2004	no	PHILADELPHIA, PA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Apr 8, 2003	Jun 27, 2003	no	NORTH BRUNSWICK, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 2, 2002	Apr 1, 2003	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HANCOCK WHITNEY INVESTMENT SERVICES INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2022	Aug 9, 2022	-1	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Sep 14, 2021	Oct 1, 2021	17	Firm change	Wirehouse to ibd
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 6, 2015	Dec 2, 2015	57	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	PNC WEALTH MANAGEMENT	Jun 15, 2006	Nov 7, 2006	145	Firm change	Other
LINCOLN FINANCIAL DISTRIBUTORS, INC.	CHASE INVESTMENT SERVICES CORP.	Feb 26, 2004	Mar 24, 2004	27	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	LINCOLN FINANCIAL DISTRIBUTORS, INC.	Jun 27, 2003	Jul 1, 2003	4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CUNA BROKERAGE SERVICES, INC.	Apr 1, 2003	Apr 8, 2003	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129052:7691:OH:2015-10-06	Oct 6, 2015	Dec 2, 2015	NEW ALBANY, OH	Firm change

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 9, 2022 to presentfactForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Oct 1, 2021 to Aug 10, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 2, 2015 to Sep 14, 2021factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 30, 2011 to Oct 6, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 24, 2004 to Jun 15, 2006factForm ADV
→ LINCOLN FINANCIAL DISTRIBUTORS, INC.Registered adviserregistration: previous registration
Jul 1, 2003 to Feb 26, 2004factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Apr 8, 2003 to Jun 27, 2003factForm ADV

Dated events

No dated event names this entity yet.