DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas J Kornett
Feed of 09/14/2026
Also filed as Tj Kornett
At current firm
4 y
since Aug 9, 2022
In the industry
29 y
since Dec 13, 1996 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 9, 2022 · Bradenton, Fl
- Hancock Whitney Investment Services Inc. independent RIAOct 1, 2021 to Aug 10, 2022 · Bradenton, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 2, 2015 to Sep 14, 2021 · Venice, Fl
- Pnc Wealth Management BD affiliatedMar 30, 2011 to Oct 6, 2015 · Dublin, Oh
- Pnc Wealth Management BD affiliatedNov 7, 2006 to Jul 15, 2009 · Princeton, Nj
- Chase Investment Services Corp. formerMar 24, 2004 to Jun 15, 2006 · New York, Ny
- Lincoln Financial Distributors, Inc. unclassifiedJul 1, 2003 to Feb 26, 2004 · Philadelphia, Pa
- Cuna Brokerage Services, Inc. formerApr 8, 2003 to Jun 27, 2003 · North Brunswick, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 2, 2002 to Apr 1, 2003 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- Hancock Whitney Investment Services Inc. to Cetera Investment Advisers LLCleft Aug 10, 2022, registered Aug 9, 2022 (-1 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hancock Whitney Investment Services Inc.left Sep 14, 2021, registered Oct 1, 2021 (17 days) · Wirehouse to affiliated broker-dealer or bank
- Pnc Wealth Management to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 6, 2015, registered Dec 2, 2015 (57 days) · Other · moved with a team
- Chase Investment Services Corp. to Pnc Wealth Managementleft Jun 15, 2006, registered Nov 7, 2006 (145 days) · Other
- Lincoln Financial Distributors, Inc. to Chase Investment Services Corp.left Feb 26, 2004, registered Mar 24, 2004 (27 days) · Other
- Cuna Brokerage Services, Inc. to Lincoln Financial Distributors, Inc.left Jun 27, 2003, registered Jul 1, 2003 (4 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cuna Brokerage Services, Inc.left Apr 1, 2003, registered Apr 8, 2003 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address