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RIA / WealthAdvisor31 years in industry

Douglas Emitte

Advisor at DAE WEALTH MANAGEMENT

ROSEVILLE, CA

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Search this name across graphsid dfx:ria:4de6d90a-a7d4-8cd9-4ca9-d67c13c29049

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DAE WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 23, 1995
First registration: Jul 31, 2001
Dual registered: no
Other names: DOUGLAS ALLEN EMITEE|DOUGLAS ALLEN EMITTE
IAPD individual key: 2594396

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DAE WEALTH MANAGEMENT	State registered	Jan 25, 2023	n/a	yes	ROSEVILLE, CA	Current employment
ONESOURCE WEALTH MANAGEMENT	Independent wealth	Jun 24, 2022	Feb 8, 2023	no	GRANITE BAY, CA	Previous registration
ONE SOURCE HEALTH & WEALTH MANAGEMENT	Former SEC adviser	Sep 28, 2017	Dec 31, 2022	no	GRANITE BAY, CA	Previous registration
PKS ADVISORY SERVICES, LLC	Independent wealth	Apr 5, 2013	May 30, 2018	no	ROSEVILLE, CA\|ROSEVILLE, CA\|ALBANY, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 5, 2011	Mar 22, 2013	no	ROSEVILLE, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 15, 2011	no	Roseville, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Mar 4, 2009	Jun 1, 2009	no	ROSEVILLE, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 31, 2001	Mar 9, 2009	no	CITRUS HEIGHTS, CA\|ROSEVILLE, CA\|GOLD RIVER, CA\|CITRUS HEIGHTS, CA\|CITRUS HEIGHTS, CA\|CITRUS HEIGHTS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ONESOURCE WEALTH MANAGEMENT	DAE WEALTH MANAGEMENT	Feb 8, 2023	Jan 25, 2023	-14	Firm change	RIA to state RIA
ONE SOURCE HEALTH & WEALTH MANAGEMENT	ONESOURCE WEALTH MANAGEMENT	Dec 31, 2022	Jun 24, 2022	-190	Firm change after gap	Other
PKS ADVISORY SERVICES, LLC	ONE SOURCE HEALTH & WEALTH MANAGEMENT	May 30, 2018	Sep 28, 2017	-244	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PKS ADVISORY SERVICES, LLC	Mar 22, 2013	Apr 5, 2013	14	Firm change	Other
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 15, 2011	Aug 5, 2011	-10	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	MORGAN STANLEY & CO. LLC	Mar 9, 2009	Mar 4, 2009	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
194511:319078:CA:2022-12-31	Dec 31, 2022	Jun 24, 2022	GRANITE BAY, CA	Firm change after gap

Relationships

Registered with (8)

→ DAE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 25, 2023 to presentfactForm ADV
→ ONESOURCE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 24, 2022 to Feb 8, 2023factForm ADV
→ ONE SOURCE HEALTH & WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 28, 2017 to Dec 31, 2022factForm ADV
→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 5, 2013 to May 30, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 5, 2011 to Mar 22, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 15, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Mar 4, 2009 to Jun 1, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 31, 2001 to Mar 9, 2009factForm ADV

Dated events

Occurred
Feb 8, 2023
Advisor changed firm
Douglas Emitte left Onesource Wealth Management for Dae Wealth Management (registered 2023-01-25)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Douglas Emitte left One Source Health & Wealth Management for Onesource Wealth Management (registered 2022-06-24)
Form ADVobserved 5 days ago