DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas Emitte
Feed of 09/14/2026
Also filed as Douglas Allen Emitee
At current firm
3 y
since Jan 25, 2023
In the industry
31 y
since Aug 23, 1995 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Dae Wealth Management state registered currentsince Jan 25, 2023 · Roseville, Ca
- Onesource Wealth Management independent RIAJun 24, 2022 to Feb 8, 2023 · Granite Bay, Ca
- One Source Health & Wealth Management formerSep 28, 2017 to Dec 31, 2022 · Granite Bay, Ca
- Pks Advisory Services, LLC independent RIAApr 5, 2013 to May 30, 2018 · Roseville, Ca
- Ameriprise Financial Services, LLC national BDAug 5, 2011 to Mar 22, 2013 · Roseville, Ca
- Morgan Stanley wirehouseJun 1, 2009 to Aug 15, 2011 · Roseville, Ca
- Morgan Stanley & Co. LLC unclassifiedMar 4, 2009 to Jun 1, 2009 · Roseville, Ca
- Wells Fargo Investments, LLC unclassifiedJul 31, 2001 to Mar 9, 2009 · Citrus Heights, Ca
Moves
a registration end followed by a registration begin elsewhere
- Onesource Wealth Management to Dae Wealth Managementleft Feb 8, 2023, registered Jan 25, 2023 (-14 days) · RIA to a state-registered adviser
- One Source Health & Wealth Management to Onesource Wealth Managementleft Dec 31, 2022, registered Jun 24, 2022 (-190 days) · Other · moved with a team
- Pks Advisory Services, LLC to One Source Health & Wealth Managementleft May 30, 2018, registered Sep 28, 2017 (-244 days) · Other
- Ameriprise Financial Services, LLC to Pks Advisory Services, LLCleft Mar 22, 2013, registered Apr 5, 2013 (14 days) · Other
- Morgan Stanley to Ameriprise Financial Services, LLCleft Aug 15, 2011, registered Aug 5, 2011 (-10 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Wells Fargo Investments, LLC to Morgan Stanley & Co. LLCleft Mar 9, 2009, registered Mar 4, 2009 (-5 days) · Other
Signals
- Douglas Emitte left Onesource Wealth Management for Dae Wealth Management (registered 2023-01-25)Feb 8, 2023 · Advisor changed firm · fact
- Douglas Emitte left One Source Health & Wealth Management for Onesource Wealth Management (registered 2022-06-24)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address