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RIA / WealthAdvisor23 years in industry

ANKIT SAHU

Advisor at PROSPERITY FINANCIAL GROUP, INC.

SAN RAMON, CA

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Search this name across graphsid dfx:ria:4e3c0416-2d35-599a-d02d-74107a01eb2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITY FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 25, 2003
First registration: Sep 25, 2003
Dual registered: no
IAPD individual key: 4606785

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITY FINANCIAL GROUP, INC.	Independent wealth	Jan 1, 2026	n/a	yes	SAN RAMON, CA	Current employment
PROSPERITY FINANCIAL GROUP, INC.	Former SEC adviser	Jul 27, 2018	Dec 24, 2025	no	San Francisco, CA	Previous registration
EXODUS WEALTH, LLC	Independent wealth	Jun 21, 2016	Mar 30, 2017	no	San Francisco, CA\|FORT LAUDERDALE, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 18, 2011	Jun 1, 2016	no	SAN FRANCISCO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Apr 18, 2011	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Aug 19, 2008	Oct 23, 2009	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 7, 2006	Aug 28, 2008	no	MENLO PARK, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 17, 2004	Sep 11, 2006	no	MENLO PARK, CA\|PALO ALTO, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 25, 2003	Jun 10, 2004	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSPERITY FINANCIAL GROUP, INC.	PROSPERITY FINANCIAL GROUP, INC.	Dec 24, 2025	Jan 1, 2026	8	Channel change	RIA to RIA
EXODUS WEALTH, LLC	PROSPERITY FINANCIAL GROUP, INC.	Mar 30, 2017	Jul 27, 2018	484	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	EXODUS WEALTH, LLC	Jun 1, 2016	Jun 21, 2016	20	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Apr 18, 2011	Apr 18, 2011	0	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Aug 28, 2008	Aug 19, 2008	-9	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Sep 11, 2006	Sep 7, 2006	-4	Firm change	Other
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 10, 2004	Jun 17, 2004	7	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145540:339321:CA:2025-12-24	Dec 24, 2025	Jan 1, 2026	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (8)

→ PROSPERITY FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ PROSPERITY FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jul 27, 2018 to Dec 24, 2025factForm ADV
→ EXODUS WEALTH, LLCRegistered adviserregistration: previous registration
Jun 21, 2016 to Mar 30, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 18, 2011 to Jun 1, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Apr 18, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 19, 2008 to Oct 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 7, 2006 to Aug 28, 2008factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 25, 2003 to Jun 10, 2004factForm ADV

Dated events

No dated event names this entity yet.