DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ankit Sahu
Feed of 09/14/2026
At current firm
0 y
since Jan 1, 2026
In the industry
23 y
since Jul 25, 2003 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Prosperity Financial Group, Inc. independent RIA currentsince Jan 1, 2026 · San Ramon, Ca
- Prosperity Financial Group, Inc. formerJul 27, 2018 to Dec 24, 2025 · San Francisco, Ca
- Exodus Wealth, LLC independent RIAJun 21, 2016 to Mar 30, 2017 · San Francisco, Ca
- UBS Financial Services Inc. wirehouseApr 18, 2011 to Jun 1, 2016 · San Francisco, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Apr 18, 2011 · San Francisco, Ca
- Banc Of America Investment Services, Inc. unclassifiedAug 19, 2008 to Oct 23, 2009 · San Francisco, Ca
- Citigroup Global Markets Inc. BD affiliatedSep 7, 2006 to Aug 28, 2008 · Menlo Park, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 17, 2004 to Sep 11, 2006 · Menlo Park, Ca
- J.P. Morgan Securities LLC wirehouseSep 25, 2003 to Jun 10, 2004 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Prosperity Financial Group, Inc. to Prosperity Financial Group, Inc.left Dec 24, 2025, registered Jan 1, 2026 (8 days) · channel change inside one enterprise, not a move · moved with a team
- Exodus Wealth, LLC to Prosperity Financial Group, Inc.left Mar 30, 2017, registered Jul 27, 2018 (484 days) · Other
- UBS Financial Services Inc. to Exodus Wealth, LLCleft Jun 1, 2016, registered Jun 21, 2016 (20 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.left Apr 18, 2011, registered Apr 18, 2011 (0 days) · Wirehouse to wirehouse
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Banc Of America Investment Services, Inc.left Aug 28, 2008, registered Aug 19, 2008 (-9 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.left Sep 11, 2006, registered Sep 7, 2006 (-4 days) · Other
- J.P. Morgan Securities LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 10, 2004, registered Jun 17, 2004 (7 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address