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Advisor at WELLS FARGO ADVISORS
Manhattan Beach, CA | BEVERLY HILLS, CA | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 28, 2026 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 3, 2023 | n/a | yes | Los Angeles, CA|Manhattan Beach, CA | Current employment |
| COMERICA SECURITIES | Former SEC adviser | Aug 17, 2023 | Nov 3, 2023 | no | LOS ANGELES, CA | Previous registration |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Sep 10, 2020 | Jun 1, 2023 | no | NEW YORK, NY|Palm Desert, CA|BEVERLY HILLS, CA | Previous registration |
| MATRIX PRIVATE CAPITAL GROUP | Independent wealth | Dec 21, 2018 | Aug 24, 2020 | no | New York, NY | Previous registration |
| RBC ROCHDALE, LLC | Bd affiliated wealth | Apr 9, 2015 | Jun 6, 2018 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| U.S. BANCORP ADVISORS, LLC | COMERICA SECURITIES | Jun 1, 2023 | Aug 17, 2023 | 77 | Firm change | Ibd to RIA |
| MATRIX PRIVATE CAPITAL GROUP | U.S. BANCORP ADVISORS, LLC | Aug 24, 2020 | Sep 10, 2020 | 17 | Firm change | RIA to ibd |
| RBC ROCHDALE, LLC | MATRIX PRIVATE CAPITAL GROUP | Jun 6, 2018 | Dec 21, 2018 | 198 | Firm change | Ibd to RIA |