This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SYMPHONY FINANCIAL, LTD. CO.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S66

First exam

Dec 22, 2021

First registration

Jan 28, 2022

Dual registered

yes, broker-dealer

IAPD individual key

7412025

• Occurred

  Jan 30, 2025
  Advisor changed firm

  Korosh Ataei left Ip Financial Advisory Services Llc for Symphony Financial, Ltd. Co. (registered 2025-01-07)

  Form ADVobserved 5 days ago
• Occurred

  Nov 14, 2024
  Advisor changed firm

  Korosh Ataei left Catalyst Wealth Management Llc for Ip Financial Advisory Services Llc (registered 2024-11-12)

  Form ADVobserved 5 days ago
• Occurred

  Apr 19, 2024
  Advisor changed firm

  Korosh Ataei left Gwn Securities Inc. for Catalyst Wealth Management Llc (registered 2024-04-19)

  Form ADVobserved 5 days ago
• Occurred

  Jul 19, 2022
  Advisor changed firm

  Korosh Ataei left Equitable Advisors, Llc for Gwn Securities Inc. (registered 2022-07-15)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4e4cc509-9f64-22a3-72c0-d329e94b8e03

First observed

Jan 28, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.