DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Korosh Ataei

Symphony Financial, Ltd. Co.independent RIAHouston, Txdual registrantIAPD 7412025

Feed of 09/14/2026

At current firm

1 y

since Jan 7, 2025

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Symphony Financial, Ltd. Co. independent RIA current
since Jan 7, 2025 · Houston, Tx
Ip Financial Advisory Services LLC independent RIA
Nov 12, 2024 to Jan 30, 2025 · Fresno, Tx
Catalyst Wealth Management LLC independent RIA
Apr 19, 2024 to Nov 14, 2024 · Houston, Tx
Gwn Securities Inc. BD affiliated
Jul 15, 2022 to Apr 19, 2024 · Palm Beach Gardens, Fl
Equitable Advisors, LLC national BD
Jan 28, 2022 to Jul 19, 2022 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Ip Financial Advisory Services LLC to Symphony Financial, Ltd. Co.
left Jan 30, 2025, registered Jan 7, 2025 (-23 days) · Affiliated broker-dealer or bank to independent RIA
Catalyst Wealth Management LLC to Ip Financial Advisory Services LLC
left Nov 14, 2024, registered Nov 12, 2024 (-2 days) · RIA to affiliated broker-dealer or bank
Gwn Securities Inc. to Catalyst Wealth Management LLC
left Apr 19, 2024, registered Apr 19, 2024 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Equitable Advisors, LLC to Gwn Securities Inc.
left Jul 19, 2022, registered Jul 15, 2022 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

Korosh Ataei left Ip Financial Advisory Services Llc for Symphony Financial, Ltd. Co. (registered 2025-01-07)
Jan 30, 2025 · Advisor changed firm · fact
Korosh Ataei left Catalyst Wealth Management Llc for Ip Financial Advisory Services Llc (registered 2024-11-12)
Nov 14, 2024 · Advisor changed firm · fact
Korosh Ataei left Gwn Securities Inc. for Catalyst Wealth Management Llc (registered 2024-04-19)
Apr 19, 2024 · Advisor changed firm · fact
Korosh Ataei left Equitable Advisors, Llc for Gwn Securities Inc. (registered 2022-07-15)
Jul 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address