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Advisor at WESTERN WEALTH MANAGEMENT LLC
Englewood, CO | GOLDEN, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2016 | n/a | yes | Englewood, CO|GOLDEN, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Former SEC adviser | May 14, 2013 | Jun 22, 2016 | no | GOLDEN, CO|GREENWOOD VILLAGE, CO | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Mar 12, 2012 | Apr 29, 2013 | no | ENGLEWOOD VILLAGE, CO | Previous registration |
| TRINITY INVESTMENT MANAGEMENT, LLC | Mixed wealth | Jun 7, 2011 | Jul 20, 2011 | no | CASTLE ROCK, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | WESTERN WEALTH MANAGEMENT LLC | Apr 29, 2013 | May 14, 2013 | 15 | Firm change | Other |
| TRINITY INVESTMENT MANAGEMENT, LLC | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Jul 20, 2011 | Mar 12, 2012 | 236 | Firm change | Other |