RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• C••••••••• A•••••••
- W•••••• W••••• M••••••••• L•• independent RIA currentsince Jun 22, 2016 · Englewood, Co
- W•••••• W••••• M••••••••• L•• formerMay 14, 2013 to Jun 22, 2016 · Golden, Co
- P•• M•••••• A•••••• S••••••••• I••• formerMar 12, 2012 to Apr 29, 2013 · Englewood Village, Co
- T•••••• I••••••••• M••••••••• L•• mixed wealthJun 7, 2011 to Jul 20, 2011 · Castle Rock, Co
- W•••••• W••••• M••••••••• L•• to W•••••• W••••• M••••••••• L••left Jun 22, 2016, registered Jun 22, 2016 (0 days) · corporate re-registration, not a move
- P•• M•••••• A•••••• S••••••••• I••• to W•••••• W••••• M••••••••• L••left Apr 29, 2013, registered May 14, 2013 (15 days) · Other
- T•••••• I••••••••• M••••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Jul 20, 2011, registered Mar 12, 2012 (236 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address