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R••••• A••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

R••••• A••• M•••••

Advisor at P•••••• A•••••• G••••• L••

Menlo Park, CA | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:4ef088a4-10f0-c149-a06f-e1c753362412

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jun 26, 2026	n/a	yes	MORRISTOWN, NJ\|Menlo Park, CA	Current employment
M•••••• A•••••• N••••••	Bd affiliated wealth	Jul 7, 2016	Jun 26, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••• N••••••	P•••••• A•••••• G••••• L••	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
S•••••••• W••••• A••••••• G••••	M•••••• A•••••• N••••••	Jul 7, 2016

Relationships

Registered with (4)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
Jul 7, 2016 to Jun 26, 2026factForm ADV
→ S•••••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Jan 27, 2015 to Jul 7, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ef088a4-10f0-c149-a06f-e1c753362412
First observed: Jul 26, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.