RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••• M•••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Morristown, Nj
- M•••••• A•••••• N•••••• BD affiliatedJul 7, 2016 to Jun 26, 2026 · Roseville, Ca
- S•••••••• W••••• A••••••• G•••• formerJan 27, 2015 to Jul 7, 2016 · Menlo Park, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 26, 2001 to Feb 9, 2015 · San Jose, Ca
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- S•••••••• W••••• A••••••• G•••• to M•••••• A•••••• N••••••left Jul 7, 2016, registered Jul 7, 2016 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• W••••• A••••••• G••••left Feb 9, 2015, registered Jan 27, 2015 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address