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RIA / WealthAdvisor10 years in industry

Luke Dominic Podbury

Advisor at CANTER WEALTH

LA JOLLA, CA

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Search this name across graphsid dfx:ria:4f07a251-0ff4-10c9-0887-a04ae68c9ef2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 8, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CANTER WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 6, 2017
First registration: May 8, 2017
Dual registered: no
Other names: Luke D Podbury|Luke Dominic Podbury|Luke Podbury
IAPD individual key: 6573742

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CANTER WEALTH	Independent wealth	Jan 20, 2023	n/a	yes	LA JOLLA, CA	Current employment
THE RETIREMENT GROUP, LLC	Former SEC adviser	Dec 12, 2022	Jan 23, 2023	no	SAN DIEGO, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Nov 15, 2022	Jan 10, 2023	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 5, 2018	Sep 27, 2022	no	WASHINGTON, DC\|SAN DIEGO, CA	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	May 8, 2017	Apr 23, 2018	no	Herndon, VA\|MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE RETIREMENT GROUP, LLC	CANTER WEALTH	Jan 23, 2023	Jan 20, 2023	-3	Firm change	RIA to RIA
FSC SECURITIES CORPORATION	THE RETIREMENT GROUP, LLC	Jan 10, 2023	Dec 12, 2022	-29	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FSC SECURITIES CORPORATION	Sep 27, 2022	Nov 15, 2022	49	Firm change	Wirehouse to ibd
CAPITAL ONE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 23, 2018	Jun 5, 2018	43	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136865:7691:VA:2018-04-23	Apr 23, 2018	Jun 5, 2018	MCLEAN, VA	Firm change

Relationships

Registered with (5)

→ CANTER WEALTHRegistered adviserregistration: current employment
Jan 20, 2023 to presentfactForm ADV
→ THE RETIREMENT GROUP, LLCRegistered adviserregistration: previous registration
Dec 12, 2022 to Jan 23, 2023factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 15, 2022 to Jan 10, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 5, 2018 to Sep 27, 2022factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
May 8, 2017 to Apr 23, 2018factForm ADV

Dated events

Occurred
Jan 23, 2023
Advisor changed firm
Luke Dominic Podbury left The Retirement Group, Llc for Canter Wealth (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Jan 10, 2023
Advisor changed firm
Luke Dominic Podbury left Fsc Securities Corporation for The Retirement Group, Llc (registered 2022-12-12)
Form ADVobserved 6 days ago
Occurred
Sep 27, 2022
Advisor changed firm
Luke Dominic Podbury left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fsc Securities Corporation (registered 2022-11-15)
Form ADVobserved 6 days ago