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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

Neal James Hebert

Advisor at VAN CLEMENS WEALTH MANAGEMENT, LLC

MINNEAPOLIS, MN | Breaux Bridge, LA

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Search this name across graphsid dfx:ria:4f09109c-30d0-d1e9-56a2-3ffcd8f0c578

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Dec 7, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VAN CLEMENS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 29, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 13
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65|S66
First exam: Oct 29, 1986
First registration: Dec 7, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1567237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VAN CLEMENS WEALTH MANAGEMENT, LLC	Independent wealth	Mar 10, 2026	n/a	yes	Breaux Bridge, LA\|MINNEAPOLIS, MN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 6, 2024	Jan 27, 2026	no	SAN DIEGO, CA\|LAFAYETTE, LA\|Lafayette, LA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	Nov 22, 2024	no	BATON ROUGE, LA\|St. Petersburg, FL	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 13, 2022	Jun 14, 2024	no	BATON ROUGE, LA	Previous registration
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	Oct 13, 2022	no	PRAIRIEVILLE, LA\|LAPLACE, LA	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Nov 8, 2019	Nov 1, 2021	no	Lafayette, LA\|LAPLACE, LA\|Prairieville, LA\|Lafayette, LA\|Glendale, AZ\|LAPLACE, LA\|Austin, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 13, 2018	Oct 21, 2019	no	Metairie, LA	Previous registration
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Dec 19, 2017	Jul 17, 2018	no	Lafayette, LA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Dec 19, 2017	no	Lafayette, LA\|LAFAYETTE, LA\|METAIRIE, LA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 16, 2016	Mar 25, 2017	no	LAFAYETTE, LA\|Lafayette, LA\|METAIRIE, LA	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	May 23, 2016	Aug 24, 2016	no	BREAUX BRIDGE, LA\|BREAUX BRIDGE, LA\|Birmingham, AL\|Baton Rouge, LA	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 13, 2007	Feb 15, 2008	no	Bellevue, WA	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Feb 14, 2005	Dec 31, 2005	no	LAFAYETTE, LA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 7, 2001	Oct 30, 2003	no	LAFAYETTE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	VAN CLEMENS WEALTH MANAGEMENT, LLC	Jan 27, 2026	Mar 10, 2026	42	Firm change	Ibd to RIA
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Nov 22, 2024	Nov 6, 2024	-16	Firm change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
AMERITAS ADVISORY SERVICES, LLC	SECURITIES AMERICA ADVISORS, INC.	Oct 13, 2022	Oct 13, 2022	0	Firm change	Ibd to ibd
AMERITAS ADVISORY SERVICES	AMERITAS ADVISORY SERVICES, LLC	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
PRUCO SECURITIES, LLC	AMERITAS ADVISORY SERVICES	Oct 21, 2019	Nov 8, 2019	18	Firm change	Ibd to ibd
SPIRE WEALTH MANAGEMENT, LLC	PRUCO SECURITIES, LLC	Jul 17, 2018	Aug 13, 2018	27	Firm change	RIA to ibd
MML INVESTORS SERVICES, LLC	SPIRE WEALTH MANAGEMENT, LLC	Dec 19, 2017	Dec 19, 2017	0	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
CONCOURSE FINANCIAL GROUP ADVISORS	MSI FINANCIAL SERVICES, INC.	Aug 24, 2016	Dec 16, 2016	114	Firm change	Other
SIGNATOR FINANCIAL SERVICES, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Feb 15, 2008	May 23, 2016	3,020	Firm change after gap	Other
1ST GLOBAL ADVISORS INC	SIGNATOR FINANCIAL SERVICES, INC.	Dec 31, 2005	Aug 13, 2007	590	Firm change after gap	Other
WELLS FARGO ADVISORS	1ST GLOBAL ADVISORS INC	Oct 30, 2003	Feb 14, 2005	473	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6413:FL:2024-11-20	Nov 22, 2024	Nov 6, 2024	ST PETERSBURG, FL	Firm change

Relationships

Registered with (14)

→ VAN CLEMENS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 10, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 6, 2024 to Jan 27, 2026factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 14, 2024 to Nov 22, 2024factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 13, 2022 to Jun 14, 2024factForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to Oct 13, 2022factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 8, 2019 to Nov 1, 2021factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 13, 2018 to Oct 21, 2019factForm ADV
→ SPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 19, 2017 to Jul 17, 2018factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Dec 19, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 16, 2016 to Mar 25, 2017factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
May 23, 2016 to Aug 24, 2016factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 13, 2007 to Feb 15, 2008factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Feb 14, 2005 to Dec 31, 2005factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 7, 2001 to Oct 30, 2003factForm ADV

Dated events

Occurred
Jan 27, 2026
Advisor changed firm
Neal James Hebert left Lpl Financial Llc for Van Clemens Wealth Management, Llc (registered 2026-03-10)
Form ADVobserved 4 days ago
Occurred
Nov 22, 2024
Advisor changed firm
Neal James Hebert left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-11-06)
Form ADVobserved 4 days ago
Occurred
Oct 13, 2022
Advisor changed firm
Neal James Hebert left Ameritas Advisory Services, Llc for Securities America Advisors, Inc. (registered 2022-10-13)
Form ADVobserved 4 days ago