DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••• J•••• H•••••

V•• C•••••• W••••• M••••••••• L••independent RIAMinneapolis, Mn dual registrantIAPD 1567237

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Mar 10, 2026

In the industry

39 y

since Oct 29, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•• C•••••• W••••• M••••••••• L•• independent RIA current
since Mar 10, 2026 · Breaux Bridge, La
L•• F•••••••• L•• BD affiliated
Nov 6, 2024 to Jan 27, 2026 · San Diego, Ca
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Nov 22, 2024 · Baton Rouge, La
S••••••••• A•••••• A•••••••• I••• former
Oct 13, 2022 to Jun 14, 2024 · Baton Rouge, La
A••••••• A••••••• S•••••••• L•• BD affiliated
Nov 1, 2021 to Oct 13, 2022 · Prairieville, La
A••••••• A••••••• S••••••• former
Nov 8, 2019 to Nov 1, 2021 · Lafayette, La
P•••• S••••••••• L•• no RAUM
Aug 13, 2018 to Oct 21, 2019 · Metairie, La
S•••• W••••• M••••••••• L•• BD affiliated
Dec 19, 2017 to Jul 17, 2018 · Lafayette, La
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Dec 19, 2017 · Lafayette, La
M•• F•••••••• S•••••••• I••• former
Dec 16, 2016 to Mar 25, 2017 · Lafayette, La
C•••••••• F•••••••• G•••• A••••••• former
May 23, 2016 to Aug 24, 2016 · Breaux Bridge, La
S••••••• F•••••••• S•••••••• I••• former
Aug 13, 2007 to Feb 15, 2008 · Bellevue, Wa
1•• G••••• A••••••• I•• former
Feb 14, 2005 to Dec 31, 2005 · Lafayette, La
W•••• F•••• A••••••• wirehouse
Dec 7, 2001 to Oct 30, 2003 · Lafayette, La

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to V•• C•••••• W••••• M••••••••• L••
left Jan 27, 2026, registered Mar 10, 2026 (42 days) · Affiliated broker-dealer or bank to independent RIA
O•••• W•••••• I••• to L•• F•••••••• L••
left Nov 22, 2024, registered Nov 6, 2024 (-16 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
A••••••• A••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Oct 13, 2022, registered Oct 13, 2022 (0 days) · Affiliated broker-dealer or bank to another
A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••
left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
P•••• S••••••••• L•• to A••••••• A••••••• S•••••••
left Oct 21, 2019, registered Nov 8, 2019 (18 days) · Affiliated broker-dealer or bank to another
S•••• W••••• M••••••••• L•• to P•••• S••••••••• L••
left Jul 17, 2018, registered Aug 13, 2018 (27 days) · RIA to affiliated broker-dealer or bank
M•• I•••••••• S•••••••• L•• to S•••• W••••• M••••••••• L••
left Dec 19, 2017, registered Dec 19, 2017 (0 days) · Other
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
C•••••••• F•••••••• G•••• A••••••• to M•• F•••••••• S•••••••• I•••
left Aug 24, 2016, registered Dec 16, 2016 (114 days) · Other
S••••••• F•••••••• S•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••
left Feb 15, 2008, registered May 23, 2016 (3020 days) · Other
1•• G••••• A••••••• I•• to S••••••• F•••••••• S•••••••• I•••
left Dec 31, 2005, registered Aug 13, 2007 (590 days) · Other
W•••• F•••• A••••••• to 1•• G••••• A••••••• I••
left Oct 30, 2003, registered Feb 14, 2005 (473 days) · Other

Signals

N••• J•••• H••••• left L•• F•••••••• L•• for V•• C•••••• W••••• M••••••••• L•• (registered 2026-03-10)
Jan 27, 2026 · Advisor changed firm · fact
N••• J•••• H••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-11-06)
Nov 22, 2024 · Advisor changed firm · fact
N••• J•••• H••••• left A••••••• A••••••• S•••••••• L•• for S••••••••• A•••••• A•••••••• I••• (registered 2022-10-13)
Oct 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address