DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•••••••• W••••• A•••••••• L••
Foothill Ranch, CA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•••••••• W••••• A•••••••• L•• | Bd affiliated wealth | Jun 13, 2022 | n/a | yes | Foothill Ranch, CA|SAN DIEGO, CA | Current employment |
| W•••• E••••• G••••• I••• | Bd affiliated wealth | May 22, 2020 | Jun 13, 2022 | no | Irvine, CA|Schaumburg, IL|Irvine, CA|SCHAUMBURG, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• E••••• G••••• I••• | K•••••••• W••••• A•••••••• L•• | Jun 13, 2022 | Jun 13, 2022 | 0 | Firm change | Ibd to RIA |
| W••••• T•••• A••••••• | W•••• E••••• G••••• I••• | Jan 21, 2021 | May 22, 2020 |
| W••••• T•••• A••••••• | Independent wealth | Aug 1, 2017 | Jan 21, 2021 | no | IRVINE, CA | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Aug 6, 2010 | Jul 17, 2017 | no | COSTA MESA, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 7, 2004 | Aug 10, 2010 | no | LAGUNA HILLS, CA|IRVINE, CA | Previous registration |
| -244 |
| Firm change after gap |
| RIA to ibd |
| W••••••• F•••••••• S•••••••• I••• | W••••• T•••• A••••••• | Jul 17, 2017 | Aug 1, 2017 | 15 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W••••••• F•••••••• S•••••••• I••• | Aug 10, 2010 | Aug 6, 2010 | -4 | Firm change | Other |