DFX Intelligence

M•••••• C•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

M•••••• C•••• K•••

Advisor at U••• B•••••• A•••••••• L••

Montrose, CO | Denver, CO

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Search this name across graphsid dfx:ria:505d49ab-5360-350b-2665-72d9ce7c325a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Denver, CO\|Montrose, CO\|Denver, CO	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Aug 5, 2019	Feb 13, 2026	no	Montrose, CO\|SAINT PAUL, MN\|Denver, CO\|Denver, CO\|Denver, CO\|Denver, CO\|DENVER, CO\|Denver, CO\|Denver, CO\|Golden, CO\|Evergreen, CO\|Glenwood Springs, CO\|Grand Junction, CO\|Montrose, CO\|Grand Junction, CO\|Norwood, CO\|Fuita, CO\|Delta, CO\|Telluride, CO\|Grand Junction, CO\|Aspen, CO\|Dillon, CO\|EDWARDS, CO\|Denver, CO\|Avon, CO\|Aurora, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	U••• B•••••• A•••••••• L••	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
P•• M•••••• A•••••• S••••••••• I•••	U••• B•••••• I••••••••• I•••	Jul 29, 2019	Aug 5, 2019

Relationships

Registered with (6)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2019 to Feb 13, 2026factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 10, 2013 to Jul 29, 2019factForm ADV
→ V•••••• F•••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:505d49ab-5360-350b-2665-72d9ce7c325a
First observed: Jan 29, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.