RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C•••• K•••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Denver, Co
- U••• B•••••• I••••••••• I••• formerAug 5, 2019 to Feb 13, 2026 · Montrose, Co
- P•• M•••••• A•••••• S••••••••• I••• formerSep 10, 2013 to Jul 29, 2019 · Denver, Co
- V•••••• F•••••••• G••••• I••• independent RIAOct 30, 2012 to Aug 1, 2013 · Sherman Oaks, Ca
- M••••• S•••••• D• I••• unclassifiedJan 10, 2003 to Sep 19, 2005 · Beverly Hls, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 29, 2001 to Oct 31, 2002 · Century City, Ca
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- P•• M•••••• A•••••• S••••••••• I••• to U••• B•••••• I••••••••• I•••left Jul 29, 2019, registered Aug 5, 2019 (7 days) · Affiliated broker-dealer or bank to another
- V•••••• F•••••••• G••••• I••• to P•• M•••••• A•••••• S••••••••• I•••left Aug 1, 2013, registered Sep 10, 2013 (40 days) · Other
- M••••• S•••••• D• I••• to V•••••• F•••••••• G••••• I•••left Sep 19, 2005, registered Oct 30, 2012 (2598 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Oct 31, 2002, registered Jan 10, 2003 (71 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address