DFX Intelligence

Data Factory

RIA / WealthAdvisor16 years in industry

Kristy Lynn Eller

Advisor at RSG INVESTMENTS LLC

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:508becea-0bbc-4065-2f4c-7ba12f432259

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RSG INVESTMENTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 9, 2010
First registration: Jul 20, 2010
Dual registered: no
Other names: Kristy Lynn Erlbacher|Kristy Lynn Eller
IAPD individual key: 5665921

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RSG INVESTMENTS LLC	Independent wealth	Feb 23, 2023	n/a	yes	OVERLAND PARK, KS	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 24, 2023	Sep 5, 2023	no	Overland Park, KS	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Aug 31, 2021	Jan 26, 2023	no	Overland Park, KS	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 16, 2019	Feb 26, 2021	no	Kansas City, MO	Previous registration
EDWARD JONES	National bd RIA	Jun 2, 2014	Nov 3, 2014	no	LEBANON, MO\|ST LOUIS, MO\|st robert, MO\|ROLLA, MO	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 20, 2010	Feb 5, 2014	no	WAYNESVILLE, MO\|ST. LOUIS, MO\|ST. ROBERT, MO\|ST. LOUIS, MO\|AUSTIN, TX\|KILLEEN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	RSG INVESTMENTS LLC	Sep 5, 2023	Feb 23, 2023	-194	Firm change after gap	Ibd to RIA
PRUCO SECURITIES, LLC	AE WEALTH MANAGEMENT, LLC	Jan 26, 2023	Jan 24, 2023	-2	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	PRUCO SECURITIES, LLC	Feb 26, 2021	Aug 31, 2021	186	Firm change	Ibd to ibd
EDWARD JONES	MML INVESTORS SERVICES, LLC	Nov 3, 2014	Oct 16, 2019	1,808	Firm change after gap	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	EDWARD JONES	Feb 5, 2014	Jun 2, 2014	117	Firm change	Other

Relationships

Registered with (6)

→ RSG INVESTMENTS LLCRegistered adviserregistration: current employment
Feb 23, 2023 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 24, 2023 to Sep 5, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 31, 2021 to Jan 26, 2023factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 16, 2019 to Feb 26, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 2, 2014 to Nov 3, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 20, 2010 to Feb 5, 2014factForm ADV

Dated events

Occurred
Sep 5, 2023
Advisor changed firm
Kristy Lynn Eller left Ae Wealth Management, Llc for Rsg Investments Llc (registered 2023-02-23)
Form ADVobserved 4 days ago
Occurred
Jan 26, 2023
Advisor changed firm
Kristy Lynn Eller left Pruco Securities, Llc for Ae Wealth Management, Llc (registered 2023-01-24)
Form ADVobserved 4 days ago