DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kristy Lynn Eller
Feed of 09/14/2026
Also filed as Kristy Lynn Erlbacher
At current firm
3 y
since Feb 23, 2023
In the industry
16 y
since Mar 9, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Rsg Investments LLC independent RIA currentsince Feb 23, 2023 · Overland Park, Ks
- Ae Wealth Management, LLC BD affiliatedJan 24, 2023 to Sep 5, 2023 · Overland Park, Ks
- Pruco Securities, LLC no RAUMAug 31, 2021 to Jan 26, 2023 · Overland Park, Ks
- MML Investors Services, LLC BD affiliatedOct 16, 2019 to Feb 26, 2021 · Kansas City, Mo
- Edward Jones national BDJun 2, 2014 to Nov 3, 2014 · Lebanon, Mo
- Msi Financial Services, Inc. formerJul 20, 2010 to Feb 5, 2014 · Waynesville, Mo
Moves
a registration end followed by a registration begin elsewhere
- Ae Wealth Management, LLC to Rsg Investments LLCleft Sep 5, 2023, registered Feb 23, 2023 (-194 days) · Affiliated broker-dealer or bank to independent RIA
- Pruco Securities, LLC to Ae Wealth Management, LLCleft Jan 26, 2023, registered Jan 24, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Pruco Securities, LLCleft Feb 26, 2021, registered Aug 31, 2021 (186 days) · Affiliated broker-dealer or bank to another
- Edward Jones to MML Investors Services, LLCleft Nov 3, 2014, registered Oct 16, 2019 (1808 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to Edward Jonesleft Feb 5, 2014, registered Jun 2, 2014 (117 days) · Other
Signals
- Kristy Lynn Eller left Ae Wealth Management, Llc for Rsg Investments Llc (registered 2023-02-23)Sep 5, 2023 · Advisor changed firm · fact
- Kristy Lynn Eller left Pruco Securities, Llc for Ae Wealth Management, Llc (registered 2023-01-24)Jan 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address