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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SLATESTONE PRIVATE CLIENT

SLATESTONE PRIVATE CLIENT, LLC, CRD 304249

JUPITER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50a72bc7-5dac-a237-e553-6498442cc058

Data as of Aug 9, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: May 14, 2019 to Aug 9, 2019
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $190MItem 5.F on the latest filing (2019-08-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $188M
Private client RAUM: $181MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 368
Individual clients: 65
High net worth clients: 52
Custody, client assets: $126M
SEC number: 801-116782
CRD: 304249
Filings on the tape: 3
First filed: May 14, 2019
Latest filed: Aug 9, 2019
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COSTIGAN, DAVID, JOHN	MANAGING PARTNER	Na	yes	04/2019	May 14, 2019	Aug 9, 2019
COSTIGAN, DAVID, JOHN	Manager	F	yes	08/2018	May 14, 2019	Aug 9, 2019
DANIELS, SHARON, ANNE	Manager	C	yes	01/2017	May 14, 2019	Aug 9, 2019
DANIELS, SHARON, ANNE	CHIEF COMPLIANCE OFFICER	Na	yes	04/2019	May 14, 2019	Aug 9, 2019
SLATESTONE GROUP LLC	MANAGING MEMBER	E	yes	04/2019	May 14, 2019	Aug 9, 2019
TYLANDER, PATRICK, EDWARD	Manager	D	yes	01/2017	May 14, 2019	Aug 9, 2019
TYLANDER, PATRICK, EDWARD	MANAGING PARTNER	Na	yes	04/2019	May 14, 2019	Aug 9, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SLATESTONE WEALTH LLC	n/a	Independent wealth	$1.8B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	4	no
Weston	FL	United States	4	no
Manhasset	NY	United States	4	no
Southlake	TX	United States	4	no
Madison	Wi	United States	4	no

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SLATESTONE WEALTH LLC	2	Mar 26, 2020	Mar 13, 2020	WESTON, FL	Team lift out	RIA to RIA	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EMERALD ASSET ADVISORS LLC	2	Jun 21, 2019	Jul 2, 2019	WESTON, FL	Team lift out	RIA to new firm	50.0%

Relationships

Affiliated with (1)

→ SLATESTONE WEALTH LLCRegistered adviserother investment adviser, insurance company, common control
factForm ADV

Controls (4)

← DANIELS, SHARON, ANNEOwnerMANAGER, ownership code C, individual
May 14, 2019 to presentfactForm ADV
← COSTIGAN, DAVID, JOHNOwnerMANAGER, ownership code F, individual
May 14, 2019 to presentfactForm ADV
← TYLANDER, PATRICK, EDWARDOwnerMANAGER, ownership code D, individual
May 14, 2019 to presentfactForm ADV
← SLATESTONE GROUP LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
May 14, 2019 to presentfactForm ADV

Registered with (4)

← SHARON ANNE DANIELSAdvisorregistration: previous registration
Jun 20, 2019 to Mar 26, 2020factForm ADV
← ROBERT LEVINAdvisorregistration: previous registration
Jun 25, 2019 to Mar 26, 2020factForm ADV
← DAVID JOHN COSTIGANAdvisorregistration: previous registration
Jun 18, 2019 to Mar 26, 2020factForm ADV
← TROY CANNER SORELAdvisorregistration: previous registration
Jul 2, 2019 to Mar 26, 2020factForm ADV

Moved with (2)

→ SLATESTONE WEALTH LLCRegistered adviser2 advisors, team lift out, same day
Mar 26, 2020 to Mar 13, 2020factForm ADV
← EMERALD ASSET ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Jun 21, 2019 to Jul 2, 2019factForm ADV

Dated events

Occurred
May 14, 2019
First Form ADV filing
Slatestone Private Client filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50a72bc7-5dac-a237-e553-6498442cc058
First observed: May 14, 2019
Last observed: Aug 9, 2019 86 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SLATESTONE PRIVATE CLIENT

SLATESTONE PRIVATE CLIENT, LLC, CRD 304249

JUPITER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50a72bc7-5dac-a237-e553-6498442cc058

Data as of Aug 9, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COSTIGAN, DAVID, JOHN

MANAGING PARTNER

yes

04/2019

May 14, 2019

Aug 9, 2019

COSTIGAN, DAVID, JOHN

Manager

yes

08/2018

May 14, 2019

Aug 9, 2019

DANIELS, SHARON, ANNE

Manager

yes

01/2017

May 14, 2019

Aug 9, 2019

DANIELS, SHARON, ANNE

CHIEF COMPLIANCE OFFICER

yes

04/2019

May 14, 2019

Aug 9, 2019

SLATESTONE GROUP LLC

MANAGING MEMBER

yes

04/2019

May 14, 2019

Aug 9, 2019

TYLANDER, PATRICK, EDWARD

Manager

yes

01/2017

May 14, 2019

Aug 9, 2019

TYLANDER, PATRICK, EDWARD

MANAGING PARTNER

yes

04/2019

May 14, 2019

Aug 9, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SLATESTONE WEALTH LLC

n/a

Independent wealth

$1.8B

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

Weston

United States

Manhasset

United States

Southlake

United States

Madison

United States

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SLATESTONE WEALTH LLC

Mar 26, 2020

Mar 13, 2020

WESTON, FL

Team lift out

RIA to RIA

50.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EMERALD ASSET ADVISORS LLC

Jun 21, 2019

Jul 2, 2019

WESTON, FL

Team lift out

RIA to new firm

50.0%