DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Slatestone Private Client

Former SEC-registered adviserJupiter, FloridaCRD 304249SEC 801-116782IAPD
Legal name Slatestone Private Client, LLC
Latest filing Aug 9, 2019
First filing on the tape May 14, 2019 · 3 filings
RAUM
$190M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$181M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$190M as of Aug 9, 2019
Jul 25, 2019$190M then
HNW client RAUM$159M as of Aug 9, 2019
Jul 25, 2019$159M then
State-registered IARs (5.B.3)4 as of Aug 9, 2019
May 14, 20192 then
Employees (5.A)8 as of Aug 9, 2019
May 14, 20192 then
Private funds: no history
Practice profile
derived from the filing of Aug 9, 2019; every figure names its basis
RAUM per advisor
$47.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
29derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.1MderivedHNW RAUM over HNW clients
Average account
$516,076derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.6derived7 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$126M, 52 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$159M85%
  • Individuals$21.7M12%
  • Corporations and businesses$5.7M3.0%
  • Pension and profit-sharing plans$1.5M0.8%
Individual clients
65reported
HNW clients
52reported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
368reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$126M for 52 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • John David Costigan · Managing Partnercontrol
    since 04/2019 · owns less than 5%
  • Anne Sharon Daniels · Chief Compliance Officercontrol
    since 04/2019 · owns less than 5%
  • Edward Patrick Tylander · Managing Partnercontrol
    since 04/2019 · owns less than 5%
  • John David Costigan · Managercontrol
    since 08/2018 · owns F of Slatestone Group LLC
  • Anne Sharon Daniels · Managercontrol
    since 01/2017 · owns 25% to 50% of Slatestone Group LLC
  • Edward Patrick Tylander · Managercontrol
    since 01/2017 · owns 50% to 75% of Slatestone Group LLC
Entity owners
  • Slatestone Group LLC · Managing Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Boca Raton, FL4 employees
  • Madison, WI4 employees
  • Manhasset, NY4 employees
  • Southlake, TX4 employees
  • Weston, FL4 employees
What changed
consecutive filings, newest first
  • Accounts · unset to 368.0
    May 14, 2019 to Jul 25, 2019
  • Advisory employees · 2 to 4
    May 14, 2019 to Jul 25, 2019
  • Advisory activities · 3 to 2
    May 14, 2019 to Jul 25, 2019
  • Corporate clients · unset to 10.0
    May 14, 2019 to Jul 25, 2019
  • HNW clients · unset to 52.0
    May 14, 2019 to Jul 25, 2019
  • Individual clients · unset to 65.0
    May 14, 2019 to Jul 25, 2019
  • Pension plan clients · unset to 1.0
    May 14, 2019 to Jul 25, 2019
  • Assets in custody · unset to 126097751.0
    May 14, 2019 to Jul 25, 2019
  • Custody of client assets · false to true
    May 14, 2019 to Jul 25, 2019
  • Employees · 2 to 8
    May 14, 2019 to Jul 25, 2019
  • State-registered IARs · 2 to 4
    May 14, 2019 to Jul 25, 2019
  • Other offices · 5 to 6
    May 14, 2019 to Jul 25, 2019
  • Organization form · Limited Liability Partnership to Limited Liability Company
    May 14, 2019 to Jul 25, 2019
  • Discretionary RAUM · unset to 188011932.0
    May 14, 2019 to Jul 25, 2019
  • HNW RAUM · unset to 159080477.0
    May 14, 2019 to Jul 25, 2019
  • Individual RAUM · unset to 21733240.0
    May 14, 2019 to Jul 25, 2019
  • Non-discretionary RAUM · unset to 1904086.0
    May 14, 2019 to Jul 25, 2019
  • Pension RAUM · unset to 1463934.0
    May 14, 2019 to Jul 25, 2019
  • RAUM · unset to 189916018.0
    May 14, 2019 to Jul 25, 2019
  • Related insurance company · false to true
    May 14, 2019 to Jul 25, 2019
Signals
1 dated events
  • Slatestone Private Client filed its initial SEC registration (Form ADV)
    May 14, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026