O••••• E••••

Advisor at A••••••• S••••••• N••••••

Northbrook, IL | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:510dc2c9-9e7c-1fe8-11e1-3015efc3a95e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S••••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S••••••• N••••••	Independent wealth	Sep 6, 2017	n/a	yes	ATLANTA, GA\|Northbrook, IL	Current employment
S••• P•••••• W••••• G••••• L••	Independent wealth	Nov 18, 2014	Aug 31, 2017	no	WHEATON, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S••• P•••••• W••••• G••••• L••	Sep 21, 2017	Nov 18, 2014	-1,038	Firm change after gap	Other
S••• P•••••• W••••• G••••• L••	A••••••• S••••••• N••••••	Aug 31, 2017	Sep 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:173399:IL:2017-09-21	Sep 21, 2017	Nov 18, 2014	PARK RIDGE, IL	Firm change after gap

Relationships

Registered with (5)

→ A••••••• S••••••• N••••••Registered adviserregistration: current employment
Sep 6, 2017 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 11, 2014 to Sep 21, 2017factForm ADV
→ S••• P•••••• W••••• G••••• L••Registered adviserregistration: previous registration
Nov 18, 2014 to Aug 31, 2017factForm ADV
→ L•••••• L•••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:510dc2c9-9e7c-1fe8-11e1-3015efc3a95e
First observed: Jul 9, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.