DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E••••••••• W••••• • F••••• O•••••

Independent wealth managerColorado Springs, ColoradoCRD 340444SEC 801-135545websiteIAPD
Legal name E• V••••••• V• L••
Latest filing Jul 10, 2026
First filing on the tape Feb 17, 2026 · 3 filings
SEC status approved since Mar 12, 2026
RAUM
$292M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
62%
$180M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$48.7M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$292M as of Jul 10, 2026
Feb 17, 2026$0 then
HNW client RAUM: $126M
State-registered IARs (5.B.3)5 as of Jul 10, 2026
Feb 17, 20261 then
Employees (5.A)8 as of Jul 10, 2026
Feb 17, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$48.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
31derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.1MderivedHNW RAUM over HNW clients
Average account
$554,425derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$43.3M, 27 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$126M43%
  • Corporations and businesses$111M38%
  • Individuals$54.3M19%
  • Charitable organizations$1.3M0.4%
Individual clients
147reported
HNW clients
41reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
527reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$43.3M for 27 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.62 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
T••• N••••• S••••••Certified Financial PlannerColorado Springs, CoMar 25, 202613 y2
N•••••• R•••Certified Financial PlannerColorado Springs, CoApr 29, 202614 y1
P••• D• B•••••Certified Financial PlannerColorado Springs, CoJun 30, 202621 y7
B••• V••••• W•••••Colorado Springs, CoJun 30, 202628 y6
K••••••• Q••••Colorado Springs, CoAug 10, 202610 y1
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••• T•••• N••••• · Chief Compliance Officer, Ceocontrol
        since 02/2026 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Colorado Springs, Co · principal660
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Jul 10, 2026
        custody of client assets (Item 9.A): no on the filing of 2026-04-23, yes on the filing of 2026-07-10
        peers: independent wealth managers, $100M to $500M (5,676)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 527
        Apr 23, 2026 to Jul 10, 2026
      • Advisory employees · 2 to 5
        Apr 23, 2026 to Jul 10, 2026
      • Corporate clients · unset to 18.0
        Apr 23, 2026 to Jul 10, 2026
      • HNW clients · unset to 41.0
        Apr 23, 2026 to Jul 10, 2026
      • Individual clients · unset to 147.0
        Apr 23, 2026 to Jul 10, 2026
      • Assets in custody · unset to 43333238.0
        Apr 23, 2026 to Jul 10, 2026
      • Custody of client assets · false to true
        Apr 23, 2026 to Jul 10, 2026
      • Employees · 3 to 8
        Apr 23, 2026 to Jul 10, 2026
      • State-registered IARs · 1 to 5
        Apr 23, 2026 to Jul 10, 2026
      • Discretionary RAUM · $0 to $292M
        Apr 23, 2026 to Jul 10, 2026
      • HNW RAUM · unset to 126149469.0
        Apr 23, 2026 to Jul 10, 2026
      • Individual RAUM · unset to 54271107.0
        Apr 23, 2026 to Jul 10, 2026
      • RAUM · $0 to $292M
        Apr 23, 2026 to Jul 10, 2026
      Signals
      1 dated events
      • 2 advisors left C••• L•• (Colorado Springs, CO) for E••••••••• W••••• • F••••• O••••• on the same day
        Jul 14, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Business email
      info@exceptionalwealth.usreportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      719-715-4003reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      432-256-4112reportedpublished by the firm, firm site, Sep 15, 2026
      Website
      exceptionalwealth.usreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      719-715-4179reportedpublic record, Form ADV, Jul 10, 2026
      Contact form
      exceptionalwealth.us/contactreportedpublished by the firm, firm site, Sep 15, 2026
      Team page
      exceptionalwealth.us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $48.7Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026