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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)19 years in industry

KONSTANTIN RUSIN

Advisor at WELLS FARGO ADVISORS

MCLEAN, VA

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Search this name across graphsid dfx:ria:5172ba35-40a2-8804-c381-c4ac97ade050

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Apr 9, 2007
First registration: Apr 10, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5270520

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 26, 2024	n/a	yes	MCLEAN, VA\|MCLEAN, VA	Current employment
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Dec 10, 2012	Jul 29, 2024	no	RESTON, VA\|VIENNA, VA\|Tysons, VA\|ARLINGTON, VA\|ALEXANDRIA, VA\|WASHINGTON, DC\|FAIRFAX, VA\|RESTON, VA\|ARLINGTON, VA\|ARLINGTON, VA\|ALEXANDRIA, VA\|POTOMAC, MD\|Tysons, VA\|ARLINGTON, VA\|FAIRFAX, VA\|VIENNA, VA\|RESTON, VA\|VIENNA, VA\|Tysons, VA\|ARLINGTON, VA\|WASHINGTON, DC\|WASHINGTON, DC\|FAIRFAX, VA\|ARLINGTON, VA\|ALEXANDRIA, VA\|ROCKVILLE, MD\|BETHESDA, MD\|Silver Spring, MD\|Washington DC, DC\|Silver Spring, MD\|Tysons, VA\|ARLINGTON, VA\|Tysons, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 3, 2012	Dec 4, 2012	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY	Wirehouse	Apr 26, 2011	Sep 2, 2011	no	Washington, DC	Previous registration
CAPITAL INVESTMENT ADVISORS	Independent wealth	Aug 26, 2009	Apr 20, 2011	no	WASHINGTON D.C., DC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 21, 2007	Dec 22, 2008	no	WASHINGTON, DC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 10, 2007	Jun 4, 2007	no	VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HSBC SECURITIES (USA) INC.	WELLS FARGO ADVISORS	Jul 29, 2024	Jul 26, 2024	-3	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HSBC SECURITIES (USA) INC.	Dec 4, 2012	Dec 10, 2012	6	Firm change	Other
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 2, 2011	Jan 3, 2012	123	Firm change	Wirehouse to wirehouse
CAPITAL INVESTMENT ADVISORS	MORGAN STANLEY	Apr 20, 2011	Apr 26, 2011	6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAPITAL INVESTMENT ADVISORS	Dec 22, 2008	Aug 26, 2009	247	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 4, 2007	Aug 21, 2007	78	Firm change	Ibd to wirehouse

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 26, 2024 to presentfactForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Dec 10, 2012 to Jul 29, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 3, 2012 to Dec 4, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 26, 2011 to Sep 2, 2011factForm ADV
→ CAPITAL INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Aug 26, 2009 to Apr 20, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 10, 2007 to Jun 4, 2007factForm ADV

Dated events

Occurred
Jul 29, 2024
Advisor changed firm
Konstantin Rusin left Hsbc Securities (Usa) Inc. for Wells Fargo Advisors (registered 2024-07-26)
Form ADVobserved 6 days ago