DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Konstantin Rusin

Wells Fargo AdvisorswirehouseMclean, Vadual registrantIAPD 5270520

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

2 y

since Jul 26, 2024

In the industry

19 y

since Apr 9, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jul 26, 2024 · Mclean, Va
Hsbc Securities (USA) Inc. BD affiliated
Dec 10, 2012 to Jul 29, 2024 · Reston, Va
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 3, 2012 to Dec 4, 2012 · Washington, Dc
Morgan Stanley wirehouse
Apr 26, 2011 to Sep 2, 2011 · Washington, Dc
Capital Investment Advisors independent RIA
Aug 26, 2009 to Apr 20, 2011 · Washington D.C., Dc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 21, 2007 to Dec 22, 2008 · Washington, Dc
Ameriprise Financial Services, LLC national BD
Apr 10, 2007 to Jun 4, 2007 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

Hsbc Securities (USA) Inc. to Wells Fargo Advisors
left Jul 29, 2024, registered Jul 26, 2024 (-3 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hsbc Securities (USA) Inc.
left Dec 4, 2012, registered Dec 10, 2012 (6 days) · Other
Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Sep 2, 2011, registered Jan 3, 2012 (123 days) · Wirehouse to wirehouse
Capital Investment Advisors to Morgan Stanley
left Apr 20, 2011, registered Apr 26, 2011 (6 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Capital Investment Advisors
left Dec 22, 2008, registered Aug 26, 2009 (247 days) · Other
Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 4, 2007, registered Aug 21, 2007 (78 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Konstantin Rusin left Hsbc Securities (Usa) Inc. for Wells Fargo Advisors (registered 2024-07-26)
Jul 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address