D••••• J• C••••

Advisor at T••••••• S••••••• A•••••••

Deerfield, IL | INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51bcd608-b385-9164-7556-a7944acaf342

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 22, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Nov 27, 2020	n/a	yes	Deerfield, IL\|INDIANAPOLIS, IN	Current employment
N•••••• F•••••••• G••••• I•••	Independent wealth	Apr 15, 2016	Jul 23, 2020	no	Deerfield, IL\|CEDAR RAPIDS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• F•••••••• G••••• I•••	T••••••• S••••••• A•••••••	Jul 23, 2020	Nov 27, 2020	127	Firm change	RIA to ibd
W•••• F•••• A•••••••	N•••••• F•••••••• G••••• I•••	Apr 18, 2016	Apr 15, 2016

Relationships

Registered with (4)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Nov 27, 2020 to presentfactForm ADV
→ N•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 15, 2016 to Jul 23, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 29, 2002 to Apr 18, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51bcd608-b385-9164-7556-a7944acaf342
First observed: Sep 22, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.