DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel J Cohen

Thurston Springer AdvisorsBD affiliatedDeerfield, Il dual registrantIAPD 2224298

Feed of 09/15/2026

Also filed as Daniel Cohen

At current firm

5 y

since Nov 27, 2020

In the industry

34 y

since May 18, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Thurston Springer Advisors BD affiliated current
since Nov 27, 2020 · Deerfield, Il
Nations Financial Group, Inc. independent RIA
Apr 15, 2016 to Jul 23, 2020 · Deerfield, Il
Wells Fargo Advisors wirehouse
Nov 29, 2002 to Apr 18, 2016 · Northbrook, Il
UBS Financial Services Inc. wirehouse
Sep 22, 1997 to Dec 17, 2002 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Nations Financial Group, Inc. to Thurston Springer Advisors
left Jul 23, 2020, registered Nov 27, 2020 (127 days) · RIA to affiliated broker-dealer or bank
Wells Fargo Advisors to Nations Financial Group, Inc.
left Apr 18, 2016, registered Apr 15, 2016 (-3 days) · Other
UBS Financial Services Inc. to Wells Fargo Advisors
left Dec 17, 2002, registered Nov 29, 2002 (-18 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address