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Advisor at NEWEDGE ADVISORS
Destin, FL | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Mar 27, 2025 | n/a | yes | Destin, FL|NEW ORLEANS, LA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 10, 2014 | Mar 31, 2025 | no | DESTIN, FL|Frisco, CO | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 15, 2014 | no | Destin, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | DESTIN, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 13, 2006 | Apr 2, 2007 | no | PENSACOLA, FL|DESTIN, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 1998 | Feb 6, 2006 | no | DESTIN, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NEWEDGE ADVISORS | Mar 31, 2025 | Mar 27, 2025 | -4 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 15, 2014 | Jan 10, 2014 | -5 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY DW INC. | Feb 6, 2006 | Jan 13, 2006 | -24 | Firm change | Other |